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28 Oct 2016, 1:00 am
Securities & Exchange Commission, on Wednesday, October 26, 2016 Tags: Bonds, Broker-dealers, Dodd-Frank Act, Due diligence, Information asymmetries, Institutional Investors, Investor protection, Misconduct, Municipal securities, Pension funds, Public finance, SEC, SEC enforcement, Securities enforcement, Securities fraud, Securities regulation Gender Differences in Executives’ Access to Information Posted by H. [read post]
22 Jan 2020, 9:01 pm
That is the argument law student Andrew Schmidt of the University of California, Berkeley, School of Law makes in a recent article. [read post]
9 Jun 2016, 9:30 pm
IN THE NEWS The Senate passed the Frank R. [read post]
7 Feb 2012, 5:50 am
Northern Lighthouse Board - A haven for lawyers, judges and prosecutors A perusal of the list of Commissioners of the Northern Lighthouse Board reveals some very interesting personalities from the Scots legal world, which include senior Sheriffs, the current Lord Advocate Frank Mulholland and his Solicitor General Lesley Thomson, and a host of others in a curious mix of unexpected legal world dominance. http://www.nlb.org.uk/AboutUs/BoardBusiness/List-of-Commissioners/ Sheriff Principal… [read post]
17 Nov 2017, 6:04 am
Hall, Sophia Hudson, and Michael Kaplan, Davis Polk & Wardwell LLP, on Friday, November 10, 2017 Tags: Accredited investors, CHOICE Act, Equity offerings, FINRA, Institutional Investors, Investment advisers, IPOs, JOBS Act, SEC, Securities regulation, US House Social Media and Proxy Contests Posted by Andrew M. [read post]
15 Sep 2016, 9:30 pm
Included in the bill, which would effectively serve as a replacement for the Dodd-Frank Wall Street Reform and Consumer Protection Act, is a provision that would allow banks to avoid certain financial regulations contained in Dodd-Frank if they maintain higher capital levels, as well as a provision for restructuring the leadership of the Consumer Financial Protection Bureau (CFPB)—an agency that was created by Dodd-Frank—by replacing its director with a… [read post]
16 Oct 2013, 9:40 pm
Andrew Scott, a professor at the London Business School, recently argued that Basel III capital ratios are too low to contain large-scale bank collapses, and thus prevent bailouts in times of acute stress. [read post]
22 Jun 2011, 6:39 am
The Atlantic’s Andrew Cohen deems Turner – which he describes as “Gideon v. [read post]
8 Aug 2024, 6:30 am
Hernández, Racial Innocence: Unmasking Latino Anti-Black Bias and the Struggle for Equality (Beacon Press, 2022).December 05, 2022Balkinization Symposium on Andrew Koppelman, Burning Down the House: How Libertarian Philosophy Was Corrupted by Delusion and Greed (St. [read post]
25 Apr 2016, 5:53 am
And in the case raised by Andrew, Welch v. [read post]
29 Sep 2011, 5:53 pm
By ANDREW R. [read post]
4 Sep 2020, 6:31 am
Rosenberg, Fried, Frank, Harris, Shriver & Jacobson LLP, on Wednesday, September 2, 2020 Tags: Broker-dealers, Compliance & ethics, Compliance and disclosure interpretation, COVID-19, Cybersecurity, Investment advisers, Investor protection, OCIE, Privacy, Risk, SEC, Securities regulation Performance-Induced CEO Turnover Posted by Dirk Jenter (LSE) and Katharina Lewellen (Dartmouth College), on Wednesday,… [read post]
12 Jan 2023, 4:09 am
What’s more, a frank discussion around the challenges of public defense work might provide another source of fuel for efforts to advocate for change in the criminal legal system. [read post]
22 Sep 2021, 9:01 pm
Miami Law Vice Dean for Academic Affairs Andrew DawsonU. [read post]
20 Oct 2011, 10:42 am
Like Frank Symeou, who gave evidence about the nightmare endured by his son. [read post]
31 Oct 2024, 2:39 pm
Andrews, Esq. [read post]
18 Aug 2022, 5:01 am
Indeed, the Governor is remarkably frank about this: In his judgment laundry and liquor, travel and tools, are all "essential" while traditional religious exercises are not. [read post]
12 Mar 2010, 9:18 am
Monica Bay, the editor-in-chief of Law Technology News, discusses the technology changes within the publishing industry and gender equality within the legal profession in this GAL Radio interview. [read post]
15 Jan 2014, 8:22 am
Magistrate Judge Andrew Peck began last year at Legal Tech providing his thoughts on the importance of orders entered pursuant to Federal Rule of Evidence 502(d). [read post]
29 Apr 2009, 10:12 am
.'" Andrews Kurth has pushed back starting dates to January 2010. [read post]
