Search for: "Associated Terminals, LLC" Results 641 - 660 of 1,724
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4 Feb 2019, 7:08 am by Staff Attorney
(Lifemark Securities) and Cetera Advisors LLC (Cetera Advisors) has been subject to at least two customer complaints, one regulatory complaint, three employment terminations for cause, and three tax liens. [read post]
1 Feb 2019, 8:06 am by Silver Law Group
He was barred in all capacities, and from associating with a FINRA member in any capacity, effective 11/17/2017. [read post]
28 Jan 2019, 8:18 pm
The company's sales were significantly affected as other enterprises with whom Papa John's had a relationship sought to distance themselves from the company and association with the scandal (e.g., Marlins, Rays suspend relationship with Papa John's after racial slur). [read post]
24 Jan 2019, 12:46 pm by Silver Law Group
Should Pace fail to request termination of his suspension within a 3-month time frame, he will be barred by FINRA from any association with any FINRA member firm. [read post]
18 Jan 2019, 8:47 am
KKR Financial Holdings LLC, 125 A.3d (2015), which emphasized the requirement of “fully informed, uncoerced votes”. [read post]
Siegfried landed a $4.1 million verdict for Miami-based company PC Services LLC, which claimed the Cascades of Groveland Homeowners’ Association Inc. in Lake County should never have terminated an agreement with the company because it wasn’t responsible for a flurry of delays and problems with services. [read post]
14 Jan 2019, 1:30 am by Peter Mahler
The latest addition to this ill-fated family of cases is entitled Namerow v PediatriCare Associates, LLC, decided last November by a New Jersey Superior Court judge, in which the court enforced a fixed price buy-sell agreement among members of a medical practice where the original certificate of value hadn’t been updated for 16 years at the time of the plaintiff doctor’s retirement from the practice. [read post]
  On June 21, 2018, the Armed Services Board of Contract Appeals (Board) awarded Phoenix Data Solutions LLC, formerly known as Aetna Government Health Plans (AGHP), over $11 million in claimed settlement costs plus interest arising from the Tricare Management Activity’s (TMA) termination for convenience and subsequent deemed denial of AGHP’s claim related to performance under a regional TRICARE managed care support contract. [read post]
7 Jan 2019, 7:13 am by admin
Allegedly Continued to Associate with Grenda Group, LLC Despite a July 2015 Commission Order Barring Him from Association with the Firm Walter Grenda allegedly continued to associate with Grenda Group, LLC despite a July 2015 SEC Order barring him from association with the firm, according to an SEC Complaint under review by investor rights attorney Alan Rosca. [read post]
6 Jan 2019, 7:35 am
Mondelez Global, LLC v International Association of Machinists and Aerospace Workers, AFL-CIO, District 8, Local Lodge 1202. [read post]
4 Jan 2019, 8:52 am by Staff Attorney
  From April 2005 until July 2017 Ralston was registered with TKG Financial, LLC. [read post]
3 Jan 2019, 10:09 am by Staff Attorney
  From July 2010 until December 2012 Clinton was associated with Obsidian Financial Group, LLC. [read post]
30 Dec 2018, 3:03 am by Ben
The second most active claimant was Football Association bringing 36 cases. [read post]
28 Dec 2018, 9:47 am by admin
Jamison subsequently became associated with five different member firms until he joined Independent Financial Group, LLC in Salinas, California on September 8, 2016, and he voluntarily terminated his employment at IFG on May 30, 2017 before joining PNC Investments in Atlanta Georgia on June 16, 2017 where he remained until he voluntarily terminated his association on January 26, 2018, FINRA reports. [read post]
24 Dec 2018, 11:35 am by Staff Attorney
  Kozak’s public disclosures list several OBAs including Kozak & Associates – his securities d/b/a, K&A Charities – a charitable arm of Kozak & Associates, IGC, LLC – a manufacturing company that he owns, and Dominican Home Health agency – where Kozak serves as a board member. [read post]