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23 Dec 2011, 12:57 am
” Though some characteristics of the securities marketplace “may in principle, support federal intervention that is qualitatively different from what the provinces can do,” these characteristics “do not justify a wholesale takeover of the regulation of the securities industry. [read post]
26 Jan 2021, 8:02 am
Jenson from the securities industry. [read post]
23 Jun 2022, 5:53 am
Beyond this recent win, Casepoint’s best-in-class security program continues to evolve. [read post]
2 Jun 2017, 9:20 am
However, the report acknowledges that experts remain unclear on the best method to address the problems related to interconnectedness. [read post]
22 Nov 2021, 7:57 am
In light of the lack of specificity of the current version of the O-RAN specs, the risk assessment relates to a "worst-case perspective" in which none of the optional security measures have been implemented and a "best-case perspective" based on the assumption of all optional security measures actually having been put in place.The renowned security experts took into consideration that the leverage of potential attackers varies greatly. [read post]
23 Aug 2022, 11:52 am
“They understand the legal industry, know what works for the big firms, and bake the best practices right into the platform. [read post]
19 Nov 2010, 12:10 pm
For securities with a difference between the best bid price and the best ask price of one trading increment, one-half increment will be considered to be meaningful price improvement. [read post]
14 Feb 2013, 8:44 am
” The Framework will include “a set of standards, methodologies, procedures and processes that align policy, business, and technological approaches to address cyber risks” and “shall incorporate voluntary consensus standards and industry best practices to the fullest extent possible. [read post]
2 Jun 2023, 2:04 am
The post Securing a Gender-Equal Future with Boldness and Respect appeared first on HR Daily Advisor. [read post]
2 Jun 2023, 2:04 am
The post Securing a Gender-Equal Future with Boldness and Respect appeared first on HR Daily Advisor. [read post]
13 Dec 2022, 5:53 am
Anscombe is best known as the pioneer of modern virtue ethics, for her polemic “Mr. [read post]
22 Apr 2012, 7:56 am
Looking for best of breed HIPAA Training? [read post]
4 Nov 2010, 8:25 am
In an effort to determine the utility of creating a universal fiduciary-duty standard in the retail investment advice industry, a recent study by the Securities Industry and Financial Markets Association shows that a potential universal standard could be costly to investors without adjustments being made for special broker-dealer practices. [read post]
22 Apr 2012, 7:56 am
Looking for best of breed HIPAA Training? [read post]
31 Mar 2015, 2:11 pm
According to the Financial Industry Regulatory Authority (FINRA), a stockbroker is “a person or company that is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customers (as broker) for its own account (as dealer), or both. [read post]
29 Dec 2010, 4:25 pm
Looking back, we have thew best of green building and the best Cruise Law News posts of 2010. [read post]
30 Aug 2011, 7:46 am
Featuring: Melissa Rudinger, Senior Vice President, Government Affairs, Aircraft Owners and Pilots Association Jeanne Olivier, Assistant Director, Aviation, Security & Technology, The Port Authority of New York & New Jersey Linda Schuessler, VP for Air Traffic Operations for The Washington Consulting Group PANEL 2: Then and Now — What Changes Have Been Made The experts on Panel Two will address what has changed for aviation in the ensuing years,… [read post]
8 Jan 2008, 12:36 am
Source: The Compliance and Security Connection [read post]
9 Dec 2019, 4:17 am
The best of these laws, such as state and federal False Claims Acts and the federal laws on tax, securities and commodities fraud, allow whistleblowers to report crimes without revealing their identities. [read post]
29 Mar 2022, 1:18 am
Why we should adapt our best current systems for software security, like our processes for updating browsers and operating systems, for securing newly networked devices, like doorbells and refrigerators. [read post]
