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11 Dec 2020, 11:16 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois. [read post]
21 Nov 2011, 5:11 pm
Hydraulic Fracturing and Gasland: Separating Fact from Fiction - New Orleans attorney Keith Hall of Stone Pigman Walther Wittmann on the firm's Oil & Gas Law Brief Battle of the Branches: The Debate Rages on Regarding the Proper Breadth of Federal Cybersecurity Laws - Michael J. [read post]
8 May 2024, 7:20 pm
When brokers violate securities laws, such as making unsuitable investments, the brokerage firm they are working with may be liable for investment losses through FINRA Arbitration. [read post]
15 Jan 2021, 4:42 am
How about third country branches? [read post]
17 Oct 2014, 6:03 am
The Financial Industry Regulatory Authority (FINRA) has sanctioned brokerage firm Huntleigh Securities Corporation (Huntleigh) concerning allegations that the firm failed to establish and maintain a supervisory system regarding the sale of leveraged as well as inverse leveraged exchange traded funds (Non-Traditional ETFs) reasonably designed to achieve compliance with applicable securities laws. [read post]
30 Jun 2021, 8:50 pm
The FCA also states that the key controls of UK regulated branches or subsidiaries of overseas firms are often determined and run by the Head Office/Group functions. [read post]
10 Jun 2011, 7:08 am
Part of the problem, the article noted, was that the local counsel was the David Stern law firm, which has folded and is in legal trouble for shoddy and illegal foreclosure practices. [read post]
12 Jan 2017, 7:04 am
Finally, FINRA plans o continue examining “firms’ branch office inspection programs as well as their supervisory systems for branch and non-branch office locations. [read post]
12 Jan 2017, 7:04 am
Finally, FINRA plans o continue examining “firms’ branch office inspection programs as well as their supervisory systems for branch and non-branch office locations. [read post]
10 May 2007, 12:23 pm
From 1986 to 1992, Boone was a business litigation attorney with the California law firms of Browne & Woods and Irell & Manella. [read post]
20 Sep 2007, 2:50 pm
THE HAYES LAW FIRM, www.dhayeslaw.com, 1-866-332-3567, www.aboutbrokerfraud.com [read post]
27 Apr 2008, 10:39 am
This week on the legal-affairs podcast Lawyer2Lawyer, I discuss the events in Texas with two guests: Betsy Branch, a family-law attorney with the Dallas firm of McCurley, Orsinger, McCurley, Nelson & Downing, who serves as attorney ad litem for several children in the West Texas case, and lawyer and social critic Wendy Kaminer, who has written about the civil liberties aspects of the case at the blogthefreeforall.net.Episode details.Download the MP3 file.Listen in… [read post]
27 Apr 2008, 9:34 am
This week on the legal-affairs podcast Lawyer2Lawyer, I discuss the events in Texas with two guests: Betsy Branch, a family-law attorney with the Dallas firm of McCurley, Orsinger, McCurley, Nelson & Downing, who serves as attorney ad litem for several children in the West Texas case, and lawyer and social critic Wendy Kaminer, who has written about the civil liberties aspects of the case at the blogthefreeforall.net.Episode details.Download the MP3 file.Listen in… [read post]
5 Nov 2010, 10:15 am
Although my fictional hero Rumpole would disagree, in my view judging is a branch of lawyering. [read post]
2 Mar 2007, 6:47 am
Law firms, however, cannot enjoy the luxury of scholastic disorganization. [read post]
14 Aug 2009, 11:35 am
The number of law firms canceling their 2010 summer associate programs continues to climb. [read post]
5 Mar 2012, 4:10 pm
; when will a matter be decided in the legislature or by the executive branch of the government? [read post]
18 Mar 2021, 11:51 am
First, we label our corpus for a variety of firm- and state-level governance features. [read post]
22 Jul 2012, 1:58 pm
Recently, while working on an Office 2010 / Windows 7 rollout at the San Diego offices of a large law firm (still involved in the project, but at the downtown L.A. branch), I learned that a user had requested a new keyboard. [read post]
27 Feb 2014, 6:19 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
