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18 Oct 2018, 7:04 am
New Relists Return Mail Inc. v. [read post]
15 Oct 2018, 7:05 am
This week the Court released the calendar for arguments at the end of November and into December these cases are: Apple, Inc. v. [read post]
11 Oct 2018, 10:58 am
He has stepped down from Contego Capital Group, where he has been a registered investment adviser since last year. [read post]
10 Oct 2018, 11:28 am
Carlton & Harris Chiropractic Inc., 17-1705. [read post]
5 Oct 2018, 1:55 pm
“We are currently working vigorously to restore liquidity back in the Fund that will be in excess of the capital needed to run Fund operations, so that the Fund can be in a position to resume regular distributions. [read post]
5 Oct 2018, 5:52 am
Securities and Exchange Commission, on Saturday, September 29, 2018 Tags: Capital markets, Cryptocurrency, Derivatives, Disclosure, Engagement, Exchange-traded funds, Human capital, Investment advisers, Oversight, Retail investors, SEC, US House The SEC and Foreign Private Issuers: A Path to Optimal Public Enforcement Posted by Yuliya Guseva (Rutgers), on Sunday, September 30, 2018 … [read post]
3 Oct 2018, 11:26 am
Wetch, 17-886 Issues: (1) Whether it violates the First Amendment for state law to presume that the petitioner consents to subsidizing non-chargeable speech by the group he is compelled to fund (an “opt-out” rule), as opposed to an “opt-in” rule whereby the petitioner must affirmatively consent to subsidizing such speech; and (2) whether Keller v. [read post]
25 Sep 2018, 12:32 pm
According to a recent tender offer, MacKenzie Realty Capital, Inc. will purchase share of KBS REIT II for just $3.53 per share. [read post]
24 Sep 2018, 10:55 am
According to a new report, MacKenzie Realty Capital, Inc. is offering to purchase shares of Phillips Edison for $7.25 per share between now and October 26, 2018. [read post]
20 Sep 2018, 2:27 pm
Also facing SEC charges are Jezierski, Merrill, and Ledford’s numerous entities, including: Delmarva Capital, LLC LLC Rhino Capital Group, LLC Global Credit Recovery, LLC Riverwalk Financial Corporation Rhino Capital Holdings, DeVille Asset Management LTD The SEC wants disgorgement, prejudgment interest, and financial penalties. [read post]
19 Sep 2018, 1:29 pm
From January 2009 to April 2010, Miller was registered with Longview Financial Group, Inc. [read post]
19 Sep 2018, 8:21 am
Investigating Potential Claims The White Law Group is investigating the liability CoreCap Investments Inc. may have for failing to supervise Ernest Romer III. [read post]
19 Sep 2018, 7:19 am
Romer’s customers reportedly believed that CoreCap Solutions and P&R Capital were affiliated with his former employer, CoreCap Investments Inc. [read post]
14 Sep 2018, 8:00 pm
ATG Capital LLC Grander Holdings Inc. [read post]
10 Sep 2018, 3:38 pm
Guest author Adonis Hoffman is Chairman of Business in the Public Interest, Inc. and co-founder of H Two Media LLC. [read post]
4 Sep 2018, 3:35 pm
Supreme Court issued its unanimous decision in Cyan, Inc. v. [read post]
31 Aug 2018, 1:25 pm
Cambridge Capital Group is affiliated with numerous other companies, including but not limited to Cambridge Capital Advisors; Cambridge Capital Wealth Advisors L.L.C.; Cambridge Capital Insurance Agency LLC; Cambridge Capital Funding, Inc.; Cambridge Sports and Entertainment, LLC; and Cambridge Graduate University, Inc. [read post]
27 Aug 2018, 8:34 am
Capital Investment Group Must Pay Investor $400K for Ignoring Alleged Broker Misconduct In Massachusetts, Secretary of the Commonwealth William Galvin is ordering Capital Investment Group Inc. a North-Carolina based brokerage firm, to pay an investor $400K in losses she sustained while working with one of its brokers. [read post]
20 Aug 2018, 3:47 pm
Up to 60 brokerage firms have sold the GPB funds, including Advisor Group broker-dealers Sagepoint Financial Inc., FSC Securities Corp., Royal Alliance Associates, Inc., and Woodbury Financial Services Inc. [read post]
18 Aug 2018, 3:58 pm
Third parties were supposed to buy the properties with mortgages that the investors had funded and this would generate returns. [read post]