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20 Feb 2020, 7:54 am by Staff Attorney
  From November 2006 through March 2016 Godin was registered with RBC Capital Markets, LLC. [read post]
24 Mar 2022, 6:55 am by Silver Law Group
His previous employers were National Securities Corporation (CRD#:7569) and Prime Capital Services, Inc. [read post]
24 Sep 2014, 5:52 am by Adam Gana
  According to FINRA, United Private Capital, Inc. was a corporate entity that was established as an investment vehicle for FOREX currency trading. [read post]
28 Jul 2011, 3:25 pm by Eric Schweibenz
  Rovi further states that a domestic industry is also present as a result of Rovi’s significant investment in plant and equipment and substantial employment of labor and capital with respect to articles protected by the asserted patents, particularly its RoxioNow platform. [read post]
11 Feb 2019, 11:30 am by Renae Lloyd
Prior to making recommendations to an individual investor, brokerage firms are required by the Financial Industry Regulatory Authority (FINRA) to disclose all the risks of an investment. [read post]
19 Jan 2010, 2:53 pm by Eric Schweibenz
” Regarding the domestic industry requirement, Apple asserts that it meets such requirement through its ”significant investments in physical operations, employment of labor and capital, and exploitation of the Asserted Patents. [read post]
16 Nov 2011, 3:42 pm by Eric Schweibenz
  Rovi further states that a domestic industry is present as a result of Rovi’s significant investment in plant and equipment and substantial employment of labor and capital with respect to articles protected by the asserted patents. [read post]
1 Aug 2016, 1:21 pm by Adam Nicolazzo
  Prior to working at Legend Securities, Inc., he was employed by Liberty Partners Financial Services, LLC from July to December 2012, Brookstone Securities, Inc. from March 2011 to June 2012, and Alexander Capital, LP from November 2009 to March 2011, per Mr. [read post]
8 Jun 2020, 9:00 am by Dentons Mining Group
Indigenous communities are transitioning to becoming active and key participants in the mining industry. [read post]
27 Oct 2008, 6:40 am
Here are some select observations by NSSTA member Hindert about the responses from the spectacle which included former Society of Settlement Planners president Jack Meligan of Settlement Professionals Inc.,   NSSTA member Mike Upchurch of Delta Settlement Solutions and Matt Bracy of factoring company Settlement Capital. [read post]