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11 Feb 2021, 2:42 pm
IP assets Other important considerations/lessons learnedPanel:Michael Gulliford, Founder/Managing Principal, Soryn IP Capital Management, LLCPhil Hartstein, President and CEO, Finjan Holdings, Inc.Jeremy Pitcock, Founder, The Pitcock Law GroupRon Vaisbort, General Counsel & Corporate Secretary, IvaluaModerator: Dave Stevens, Stevens Law Group Panel Bios:Michael Gulliford, Founder/Managing Principal, Soryn IP Capital Management, LLCMichael is the Founder of the… [read post]
11 Feb 2021, 8:10 am
Among the institutions on the pilot list are major banks like Capital One Financial Corp., Citigroup Inc., Goldman Sachs Group Inc., JPMorgan Chase & Co., and Wells Fargo Co. [read post]
9 Feb 2021, 12:55 pm
“CCP Inc. [read post]
8 Feb 2021, 6:13 am
From November 2018 until May 2019 Pan was associated with Axiom Capital Management, Inc. [read post]
2 Feb 2021, 2:38 pm
The suit alleges that Triad Advisors Inc. unsuitably invested its client in numerous high risk illiquid investments. [read post]
2 Feb 2021, 8:41 am
Kulch was previously registered with NEXT Financial Group, Inc. in Nashua, New Hampshire from 2006 until he left the brokerage industry in 2020. [read post]
2 Feb 2021, 7:41 am
His previous employers include Worden Capital Management LLC (CRD#:148366) and Legend Securities, Inc. [read post]
2 Feb 2021, 5:48 am
He has been in the industry since 1996, when he began at the firm. [read post]
1 Feb 2021, 1:47 pm
He has been in the industry since 1991. [read post]
29 Jan 2021, 8:04 am
" The named securities included not only shares of GameStop but also AMC Entertainment Holdings Inc. and BlackBerry Ltd., among others. [read post]
28 Jan 2021, 9:34 am
Among the institutions on the pilot list are major banks like Capital One Financial Corp., Citigroup Inc., Goldman Sachs Group Inc., JPMorgan Chase & Co., and Wells Fargo Co. [read post]
26 Jan 2021, 4:42 pm
Pellegrino was registered with FINRA-member Taylor Capital Management Inc. [read post]
22 Jan 2021, 1:07 pm
He has been in the industry since 1999. [read post]
22 Jan 2021, 12:05 pm
He has been in the industry since 1995. [read post]
22 Jan 2021, 11:43 am
Wayne Miller (Wayne Ivan Miller CRD#: 4813645) is a registered broker and previously registered investment advisor currently employed with Aeon Capital Inc. [read post]
21 Jan 2021, 9:54 am
” Finally, the “law industry” is famously adverse to change. [read post]
21 Jan 2021, 9:06 am
The BNPL industry won its first battle when the U.K. [read post]
21 Jan 2021, 6:10 am
Sherin and Lodgen congratulates our client, STAG Industrial (“the Company”) on its purchase of an industrial complex in Birmingham, Alabama, from Hall Capital LLC. [read post]
19 Jan 2021, 8:16 am
Andreoli was in the securities industry for approximately 33 years. [read post]
19 Jan 2021, 5:41 am
[4] Third Eye Capital Corporation v Dianor Resources Inc, 2018 ONCA 253 [read post]
