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7 Mar 2014, 7:47 am
Koogler FINRA (the Financial Industry Regulatory Authority) is soliciting public comment on a proposed rule set (LCFB Rule 14-09) for firms that meet the definition of “limited corporate financing broker” (LCFB). [read post]
27 May 2015, 9:30 pm
Lending has moved away from traditional banking towards private capital markets. [read post]
5 Nov 2011, 6:58 pm
By eliminating the risk that the firm will be affected by the financial difficulties of its constituencies, asset partitioning reduces the risks borne by creditors and thus enables the firm to raise capital at a lower cost. [read post]
10 Aug 2018, 1:00 pm
The first group was corporate financiers, who were interested in supporting capital markets. [read post]
20 Apr 2011, 9:29 am
The Financial Services Committee has received testimony regarding the role private equity firms play in preserving existing jobs and creating new ones by providing capital to struggling and growing companies. [read post]
11 Mar 2016, 4:29 am
Corporate recapitalizations can be a beneficial tool used by business owners seeking capital. [read post]
7 Oct 2016, 2:40 pm
Richard and Mary Eshelman Faculty Scholar; Professor of Law and International Affairs, Pennsylvania State University, —The Corporate Social Responsibilities of Financial Institutions for the Conduct of their Borrowers: The View From International Law and Standards Carmen G. [read post]
21 Apr 2022, 9:01 pm
In the banking sector, the Office of the Comptroller of the Currency (OCC)[8] and the Federal Deposit Insurance Corporation (FDIC)[9] have released substantially the same proposed principles for climate-related financial risk management, which are designed to provide large banking institutions (those with over $100 billion in total consolidated assets) subject to their respective regulation with a high-level framework for managing climate-related financial risks. [read post]
14 May 2017, 7:00 am
Last June we were part of a research team that convened a workshop at the RAND Corporation to consider the Islamic State’s potential financial trajectories in the short- to medium-term and discuss the resulting policy implications. [read post]
14 Dec 2009, 11:53 am
The Financial Times recently published an article analyzing the compensation of executives in 35 energy companies ranging in market capitalization from $1.8 billion to $359 billion. [read post]
27 Sep 2006, 1:37 pm
(Basel II, by the way, will encourage the down-market trend of credit derivatives by allowing banks to differentiate capital cushions based on the underlying riskiness of corporate loans, as opposed to applying a one-size fits all approach.) [read post]
14 Mar 2023, 9:05 pm
Third, more and timelier disclosures may also reduce information asymmetry between managers and capital providers, relaxing financial constraints for R&D investment that, in turn, increases the resources devoted to innovation. [read post]
28 Jul 2013, 10:20 pm
The regulation of those who effect transactions in securities and other financial instruments for the benefit of investors and the capital markets offers an example of regulation that does not demand an entity-focus. [read post]
1 Jun 2023, 5:51 am
Corporate Transparency Act (CTA)[1]. [read post]
17 Jun 2008, 5:10 am
And we've talked about the two aspects of any financial accounting and that is, one is, you'll have capital, you'll have the core asset and then you have essentially income that gets generated, or revenue as we call it in the estate world more often than not. [read post]
25 Jul 2014, 5:08 am
Yesterday, Corp Fin Director Keith Higgins delivered this testimony before the House Financial Services Committee’s Capital Markets Subcommittee – talking about the state of the Division, with an emphasis on the status of Dodd-Frank and JOBS Act rulemaking. [read post]
9 Aug 2009, 2:44 pm
It had one heck of a good start. [read post]
6 Dec 2013, 3:14 pm
(Pix (c) Larry Catá Backer 2013) States and the international community have been moving toward one of three distinct approaches to regulating corporate governance. [read post]
25 Jul 2018, 12:54 pm
Venture capital funds or other investors may demand a reincorporation to Delaware as a condition to financing. [read post]
3 Jun 2015, 9:30 pm
Despite vigorous new regulatory controls adopted in the wake of the recent financial crisis, financial lending has only become riskier, according to a report released last November by U.S. financial regulators. [read post]
