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24 Jun 2016, 7:47 am
The next month, the plaintiff and Arize 11 filed a 16-count complaint against FedEx and numerous FedEx executives, including claims under RICO, the Sherman and Clayton Acts, and Illinois law. [read post]
7 Jun 2019, 6:09 am
., on Monday, June 3, 2019 Tags: Benefit corporation, Blockchain, Corporate forms, Delaware law, Financial technology, Incorporations, LLCs, Partnerships, Public benefit corporations, State law Strategic Trading as a Response to Short Sellers Posted by Francesco Franzoni (USI Lugano), on Monday, June 3, 2019 Tags: Information environment, Institutional Investors, Market efficiency, Short… [read post]
24 Dec 2021, 6:26 am
Securities and Exchange Commission, on Friday, December 17, 2021 Tags: Inside information, Insider trading, Misconduct, Rule 10b-5-1, SEC, SEC enforcement, SEC rulemaking, Securities enforcement, Securities regulation 2021 CPA-Zicklin Index of Corporate Political Disclosure and Accountability Posted by Bruce F. [read post]
8 Jun 2018, 6:47 am
Posted by Harvard Law School Forum on Corporate Governance & Financial Regulation, on Friday, June 8, 2018 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of June 1-June 7, 2018. [read post]
29 Nov 2019, 7:17 am
Sister Nora Nash, the director of corporate social responsibility for the Sisters of St. [read post]
9 May 2022, 4:27 am
The Petition According to his petition, Alvin Clayton Fernandes (“Fernandes”), self-described as a “super model,” actor, and restaurateur, was holder of 20%, and Jacquelyn Willard (“Willard”) the holder of 80%, of the voting shares of stock of Matrix. [read post]
4 Sep 2017, 2:20 pm
To the extent this defendant-friendly approach actually materializes, it could prove to provide a significant boost to corporate litigants and their D&O insurers. [read post]
13 Feb 2024, 9:05 pm
Gensler’s total number of final rules (51) is below that of Clayton (54) and Schapiro (62), if a little higher than White (44). [read post]
10 Oct 2018, 12:40 pm
The 2018 SEC Guidance serves as a follow-up to the October 13, 2011 SEC Division of Corporation Finance staff guidance, which also pertained exclusively to the cybersecurity- related disclosure obligations of public companies (the “2011 SEC CF Guidance”). [read post]
7 Feb 2020, 6:00 am
Securities and Exchange Commission, on Saturday, February 1, 2020 Tags: Climate change, Disclosure, Environmental disclosure, ESG, Materiality, Risk, Risk disclosure, SEC, SEC rulemaking, Securities regulation, Sustainability Statement by Chairman Jay Clayton on Proposed Amendments to Modernize and Enhance Financial Disclosures Posted by Jay Clayton, U.S. [read post]
24 Apr 2024, 7:54 am
The Commission has not yet exercised the power conferred upon it by section 2 (a) of the Clayton Act (Robinson Patman Act) to fix quantity limits for price differentials. [read post]
28 Mar 2013, 7:39 am
” Section Four of the Clayton Act, (15 U.S.C. [read post]
4 Nov 2009, 5:53 am
Related Case Info Ch Party Info Dates Other Info 09-86091-crm 11 Atlanta Rug Gallery, Inc. and Persian Galleries, LLC … [read post]
5 Jan 2011, 4:51 pm
Clayton Simms: Many firms spent a lot of money on their 2010 holiday cards. [read post]
23 Oct 2009, 1:36 pm
The Act would amend the Clayton Act (15 U.S.C. 12 et seq.) by revising section 28 of the Clayton Act to read: SEC. 28. [read post]
18 Dec 2009, 8:32 am
(Boston, MA) Clayton Realty Group, Inc. [read post]
16 Apr 2018, 4:48 pm
Among the many problems that have come to light in the current cryptocurrency craze have been problems relating to celebrity endorsements for initial coin offerings (ICO). [read post]
18 Nov 2021, 6:10 am
Turning to the topic of proxy advice, the Commission voted to issue a proposal to ease certain Clayton-era rules relating to proxy advisory firms. [read post]
11 Dec 2019, 6:30 am
Highlights of the SEC’s enforcement program for fiscal year 2019 included the Share Class Selection Disclosure Initiative, an emblem of the agency’s focus on retail investors under Chairman Clayton’s leadership, said former SEC officials at a Securities Docket webcast. [read post]
26 Dec 2018, 6:33 am
The representatives also cited concern among the blockchain industry at what the bill’s authors believe may be conflicting statements from SEC Chairman Jay Clayton and William Hinman, Director of the SEC's Division of Corporation Finance, whom they say have “alarmed” and “encouraged” the blockchain industry. [read post]
