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2 May 2011, 8:12 am by Kara OBrien
In addition, Dodd-Frank prohibits an adviser from registering with the SEC under the Advisers Act if it (a) has assets under management of less than $100 million, and (b) is required to register in the state in which it maintains its principal office and place of business and, if registered, would be subject to examination by such state. [read post]
5 Jan 2016, 9:30 am by Guest Blogger
Gerard Magliocca, buoyed by the ACA surviving a second Supreme Court review in King v. [read post]
28 Jun 2017, 3:59 am by Edith Roberts
Somers, which involves the whistleblower provisions of the 2010 Dodd-Frank financial law. [read post]
8 Oct 2015, 3:05 pm by Joshua Davey
The case, Consumer Financial Protection Bureau v. [read post]
10 Mar 2011, 12:39 pm by Steve Bainbridge
As far as securities and the economy in general are concerned, once Wickard v. [read post]
28 Dec 2014, 9:30 pm by RegBlog
Two Cheers for Recess Appointments Peter Shane (Ohio State University) | June 26 As losses go, NLRB v. [read post]
7 Aug 2020, 9:38 am by Mindy Harris
Supreme Court’s June 29, 2020 decision in Seila Law LLC v. [read post]
25 Nov 2018, 9:01 pm by Tamar Frankel
The second legal source that protects whistleblowers is the Dodd-Frank Act. [read post]
16 Mar 2012, 2:00 am by Stephanie Figueroa
(“Haiti Teleco”), the Haitian state-owned telecommunications company. [read post]
18 Apr 2014, 2:27 am by David Lynn
Court of Appeals decision came out earlier this week in National Association of Manufacturers, et al. v. [read post]