Search for: "E TRADE SECURITIES LLC" Results 641 - 660 of 819
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22 Feb 2016, 4:36 pm by Kevin LaCroix
Courts have held that the scope of liability under section 10(b)(5) is broad, and it has been used against a wide range of behaviors from misleading statements in company filings and documents to insider trading and market manipulation cases. [read post]
28 Jan 2010, 11:51 pm
Led by bands Xiu Xiu and Fucked Up, the plaintiffs accused the magazine of trading on the names of 186 groups listed in a five-page article to sell four pages of neighboring advertisements to R.J. [read post]
11 Apr 2014, 7:41 am
Justice Roberts and the majority cite the circumstances in Commodity Futures Trading Commission v. [read post]
31 Jan 2021, 4:13 pm by INFORRM
The Mishcon de Reya website has a post on The EU/UK Trade and Co-operation Agreement: Digital Trade. [read post]
23 Jul 2024, 2:51 pm by centerforartlaw
Trade Dress Scope: Trade dress refers to the visual appearance of a product or its packaging that signifies the source of the product to consumers.[19] In the jewelry industry, trade dress can protect the overall look and feel of a piece or a collection, provided it has acquired distinctiveness and is non-functional.[20] Limitations: To claim trade dress protection, a designer must prove that the design has acquired secondary meaning, meaning consumers associate… [read post]
28 Jan 2023, 7:32 am
Meanwhile, the Securities and Exchange Commission unveiled a slew of guidance and rule proposals to improve disclosures and add clarity to ESG investing, including the agency’s controversial proposal for climate risk disclosure. [read post]
14 Jan 2012, 9:00 am by Alan Horowitz
  The IRS learned that many taxpayers had engaged in a series of securities transactions that came to be known as a Son-of-BOSS transaction. [read post]
14 Mar 2016, 2:56 am by Kevin LaCroix
  A paralegal working at the insured law firm, Cumberland & Erly, LLC (“C&E”), embezzled $157,268.75 through forging checks. [read post]
22 Jan 2021, 2:25 am by Hannah McAslan (UK) and Patty Tan
Provided that such a firm had exercised the right to provide services in Sweden (on the basis of the so-called passport regime) on 29 March 2019, that the trading takes place through direct electronic access on a marketplace and that the trading is covered by the firm’s authorisation in its home jurisdiction, then such trading is allowed without having a Swedish authorisation in place until the end of 2021. [read post]
1 Dec 2022, 6:01 pm
Pix credit hereSecond, it was reported that  "China, Russia, Algeria and Turkey have pledged to restructure Cuba's debt, provide new trade and investment financing, and help ease an energy crisis, Cuban President Miguel Diaz-Canel told state-run media following a rare trip abroad last week. [read post]
27 Jul 2014, 5:30 am by Barry Sookman
Stainton Ventures 2014 BCCA 296 http://t.co/e4qCiNueg3 -> Trade mark infringement in Driving Alternative Inc v. [read post]
22 Dec 2020, 1:21 pm by Patty Tan and Hannah McAslan (UK)
Dimitris Papoutsisdimitris.papoutsis@neo.law Tel +357 25 110145 Elias Neocleous & Co LLC Denmark No temporary permissions regime that would enable UK firms to provide cross-border services. [read post]