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5 May 2020, 6:03 am by D Daniel Sokol
Thomas Wilcox has a new article on The ‘Custom And Practice’ Of Wall Street Banks Keeping “Proprietary” Fees Charged To Public Corporations Off Of The SEC “Edgar” Site And Otherwise Confidential: Impact On Price? [read post]
5 May 2020, 5:05 am by Comunicaciones_MJ
La reunión de abogados penales y constitucionales de Puerto Rico integró las voces de la secretaria del Departamento de Justicia, Dennis Longo, el licenciado Harry Padilla, el licenciado Leo Aldridge, el licenciado Edgar Vega Pabón, el licenciado Rubén Falú, el licenciado Pablo Colón, el licenciado Gerardo “Toñito” Cruz, el licenciado Roberto Alonso y el licenciado José Andreu Fuentes. [read post]
4 May 2020, 9:05 pm by Cristie Ford
In his essay for The Regulatory Review addressing Australia’s response to COVID-19, Andrew Edgar of the University of Sydney identified the importance of parliamentary review of regulation-making. [read post]
30 Apr 2020, 7:44 am by Kristian Soltes
These were the main findings of an independent study carried out by my team at Edgar, Dunn & Company (EDC). [read post]
28 Apr 2020, 1:04 am by Texas Legal News
We would like to offer our condolences to the family of Edgar Ortega Robledo at this time. [read post]
23 Apr 2020, 9:05 pm by Andrew Edgar
The coronavirus crisis has affected most aspects of social and economic life in Australia. [read post]
19 Apr 2020, 9:02 pm by Series of Essays
Disrupting Administrative Law in a Public Health Crisis Andrew Edgar, University of Sydney Law School   The main disruption to administrative law in Australia during the coronavirus pandemic has been the disabling of parliamentary review and legislative disallowance. [read post]
14 Apr 2020, 1:11 pm by Hedge Fund Lawyer
COVID-19 Investment Management Related Updates Below is our compilation of communications that are relevant to investment managers. [read post]
13 Apr 2020, 9:26 am
The Division of Corporation Finance staff will allow Forms 144 that would otherwise be filed in hard copy (or by EDGAR, which remains an alternative) to be submitted via email in lieu of mailing or delivering the paper form to the SEC if the filer or submitter attaches a complete Form 144 as a PDF attachment to an email sent to PaperForms144@SEC.gov. [read post]
9 Apr 2020, 4:38 pm by Alexander Yarbrough
” The guidance provides that an issuer that has already mailed and filed its definitive proxy materials can notify shareholders of a change in the date, time, location, or format of its annual meeting without mailing additional soliciting materials or amending its proxy materials if it: issues a press release announcing the change; files the announcement as definitive additional soliciting material on EDGAR; and takes all reasonable steps to inform other intermediaries in the proxy… [read post]
9 Apr 2020, 10:54 am by Astarita
The Securities and Exchange Commission today announced settlements with David Kwon and Igor Sabodakha, two traders who allegedly profited from trading on nonpublic corporate earnings information hacked from the SEC’s EDGAR system. [read post]
8 Apr 2020, 11:07 am by Kevin
I suppose one of the things I should do during this shutdown is make sure I’ve posted all the notable opinions I’ve crammed into various folders over the years. [read post]
8 Apr 2020, 11:07 am by Kevin
I suppose one of the things I should do during this shutdown is make sure I’ve posted all the notable opinions I’ve crammed into various folders over the years. [read post]
6 Apr 2020, 6:00 am by Adam Faderewski
• Charles Edgar Moran, 54, of Midland, died March 6, 2020. [read post]
4 Apr 2020, 4:15 am by José Guillermo
Unión por el Perú, Edgar Alarcón no tiene competencia.FREPAP en lo suyo y capacidades. [read post]
3 Apr 2020, 6:34 pm
Edgar Dickson, Judge) in an effort to prevent him from interpreting or clarifying the August 2, 2017 splintered decision of that same Supreme Court.This was the second attempt by ECUSA's attorneys to derail the proceedings on remand before Judge Dickson, who was assigned to the case by the Court after three of the Justices (one of whom belatedly recognized she was disqualified) voted to reverse the judgment of Circuit Judge Diane Goodstein. [read post]
3 Apr 2020, 1:20 pm
Edgar Dickson, Judge) in an effort to prevent him from interpreting or clarifying the August 2, 2017 splintered decision of that same Supreme Court.This was the second attempt by ECUSA's attorneys to derail the proceedings on remand before Judge Dickson, who was assigned to the case by the Court after three of the Justices (one of whom belatedly recognized she was disqualified) voted to reverse the judgment of Circuit Judge Diane Goodstein. [read post]
2 Apr 2020, 4:14 pm by John Jascob
The Commission adopted temporary final rules that extend the filing deadlines for specified reports and forms that companies must file under Regulation A and Regulation Crowdfunding and lift the notarization requirement for new EDGAR filers. [read post]