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18 May 2019, 6:48 am
I am writing on behalf of the National Investor Relations Institute (NIRI) to offer additional comments on proxy advisory firms. [1] Founded in 1969, NIRI is the professional association of corporate officers and investor relations consultants responsible for communication among corporate management, shareholders, securities analysts, and other financial community constituents. [read post]
11 Jun 2015, 5:00 am
Cybersecurity has become an increasing focus of financial regulators. [read post]
9 Feb 2010, 7:36 am
No conflicts of interest by any executive, director, or shareholder. [read post]
2 Apr 2009, 6:56 am
The #1 response(56%) was: Financial firms' inability to comprehend risk and guard against its repercussions. [read post]
15 Jun 2012, 2:26 pm
The task force is working to improve efforts across the federal executive branch and, with state and local partners, to investigate and prosecute significant financial crimes, ensure just and effective punishment for those who perpetrate financial crimes, combat discrimination in the lending and financial markets, and recover proceeds for victims of financial crimes. [read post]
15 Jun 2012, 2:26 pm
The task force is working to improve efforts across the federal executive branch and, with state and local partners, to investigate and prosecute significant financial crimes, ensure just and effective punishment for those who perpetrate financial crimes, combat discrimination in the lending and financial markets, and recover proceeds for victims of financial crimes. [read post]
11 May 2011, 9:41 am
The Democrats believe that any changes to the term fiduciary should be made in consultation with the SEC and CFTC in order to avoid duplicative and contradictory guidelines governing investment in US financial markets. [read post]
5 Apr 2012, 6:32 am
“The fact that American workers aren’t aware of their medical risks and the potential financial impact of those risks is a very real concern that is only compounded when workers don’t take full advantage of available benefits options or adjust their savings strategies to be more prepared,” said Audrey Boone Tillman, executive vice president of Corporate Services at Aflac. [read post]
3 Jan 2021, 4:34 pm
When banks and certain other financial institutions open accounts for entities, among other anti-money laundering (AML) customer identification requirements, they must obtain beneficial ownership information on individuals owning 25% or more of the entity and a person with significant control over the entity such as a president or chief executive officer. [read post]
5 Mar 2012, 6:13 am
He previously supported NOLHGA related to Executive Life of California. [read post]
12 Dec 2014, 7:47 am
If you've never executed a Last Will and Testament, now is the perfect time to create one. [read post]
25 Oct 2023, 8:02 pm
Call [[phone]] for a free consultation. [read post]
14 Jul 2021, 9:57 pm
This post is based on his recent paper, forthcoming in the Journal of Financial Economics. [read post]
7 Oct 2009, 2:50 pm
Attorney Matthew Garretson has announced the sale of his structured settlement agency, The Settlement Services Group, (“TSSG”) to Forge Consulting (“Forge”) a leading plaintiff-exclusive, national settlement consulting company. [read post]
1 Aug 2023, 3:00 am
This practice was called out by insurance industry columnist and consultant Chris Burand in How to Stabilize the Property Market. [read post]
12 Jul 2012, 11:18 pm
Hui and Raymond Kwok also jointly face one count of furnishing false information on an invoice for settlement of consultancy fees. [read post]
9 Aug 2017, 3:11 pm
Estate planning is an important part of overall financial management. [read post]
18 Oct 2016, 7:36 am
The securities lawyers at Eccleston Law also practice a variety of other areas of securities for financial advisors including breakaway broker services, employment matters, strategic consulting and counseling, broker litigation and arbitration,whistleblower actions, and much more. [read post]
12 Nov 2016, 6:00 am
The securities lawyers at Eccleston Law also practice a variety of other areas of securities for financial advisors including breakaway broker services, employment matters, strategic consulting and counseling, broker litigation and arbitration,whistleblower actions, and much more. [read post]
15 Jan 2016, 8:45 am
You should consult an attorney to discuss the specifics of your situation. [read post]