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13 Jul 2018, 6:19 am
Posted by Harvard Law School Forum on Corporate Governance & Financial Regulation, on Friday, July 13, 2018 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of July 6-12, 2018. [read post]
16 Dec 2009, 1:56 pm by Chris Kramer
Bankruptcy fraud, corporate fraud and securities fraud cases all received less attention from Federal prosecutors, according to Justice Department documents, with corporate fraud cases falling 55%, even as our country fell into economic crisis. [read post]
ASIC highlights focus areas for 30 June 2023 reporting On 6 June 2023 ASIC highlighted the following areas for directors, preparers of financial reports and auditors to consider in the preparation of reports for full and half-years ending 30 June 2023: assets values; provisions; solvency and going concern assessments; events occurring after year end and before completing the financial report; disclosures in the financial report and Operating and Financial… [read post]
8 Jul 2011, 12:32 pm by Dionne Searcey
Rosetti was a vice chairman and co-founder of Kroll and for many years worked for Director of Worldwide Security for IBM, responsible for security programs in physical security, investigations, personnel security, trade secret protection, information asset security and financial asset security. [read post]
27 Oct 2023, 9:25 pm by Etelka Bogardi (HK) and Conrad Lam
Central bank digital currencies, investment assets regulated under the Securities and Futures Ordinance (the SFO) (e.g. securities or futures contracts), stored value facilities and digital representations of value similar to a customer loyalty or reward point are excluded from the definition of “virtual assets” under AMLO. [read post]
3 Nov 2022, 2:22 pm by Christopher J. Hubbert
KJK’s Corporate & Securities practice group will continue to monitor the status of these proposed rule changes. [read post]
18 May 2022, 3:22 am by jonathanturley
Cullors was always a curious choice of corporate donors given her intensely anti-corporate stances. [read post]
23 Sep 2016, 5:00 am by Doug Cornelius
Nejat Seyhun in the HLS Forum on Corporate Governance and Financial Regulation Evidence shows that in spite of these reforms enacted in SOX and explicit provisions and responsibilities given to corporate attorneys, most of the whistle-blowing in case of corporate fraud comes from employees (17%), non-financial market regulators (13%), and media (13%). [3] Clearly absent from this list are top in-house corporate counsels (GCs). [read post]
17 Mar 2008, 12:38 am
Companies in financial trouble are often forced to liquidate their assets to pay creditors. [read post]
7 Feb 2020, 11:10 am by Camille Milner
This makes using an AID to protect the parties’ and company’s private information a HUGE asset. [read post]
3 Aug 2018, 6:49 am by Staff Attorney
From January 1996 to September 2006, Cuenca was registered with FSC Securities Corporation. [read post]
29 Sep 2009, 8:11 am
Questions continue to abound about the quality of Medical Capital's assets. [read post]
5 Mar 2009, 1:51 am
The IP Business Congress will be focusing on how senior managers can secure all the advantages that IP offers. [read post]
3 Mar 2009, 7:05 pm
  Hosted by Intellectual Asset Management (IAM) magazine, the IP Business Congress is designed for senior business executives responsible for the creation and management of IP value inside corporations, as well as those who advise them. [read post]
13 Dec 2011, 4:03 pm by James Hamilton
But if a substantial difference develops, financial engineers could respond to a strong incentive to create derivatives that would shift deductions to high-tax individuals while shifting income to low-tax corporations. [read post]
7 Aug 2021, 12:15 pm by Robert B. Lamm
Image by haengematteORG from PixabayLest you think that the summer is a quiet time for those of us in the wacky world of securities and corporate governance, think again. [read post]
30 Jun 2020, 5:52 am by Staff Attorney
Advisor Robert Gianchiglia (Gianchiglia), currently employed by USA Financial Securities Corporation (USA Financial) has been subject to at least six customer complaints and two criminal complaints during the course of his career. [read post]
6 Nov 2020, 6:30 am
Milhaupt (Stanford Law School), on Monday, November 2, 2020 Tags: Agency model, Asset management, Corporate purpose, ESG, Institutional Investors, Long-Term value, Shareholder primacy, Shareholder value, Stewardship Trump Legacy: Boom in Corporate Political Disclosure Posted by Bruce F. [read post]
22 Jan 2010, 11:15 am by Hunton & Williams LLP
The acquisition by $4.3 billion-asset Chemical Financial Corp., of Midland, Michigan (“Chemical”), of $840 million-asset O.A.K. [read post]
29 Nov 2016, 5:00 am by John Jascob
The court also dismissed the claims relating to the asset sales and debt offerings because these were arm’s-length transactions that secured pro rata benefits to all CCOH shareholders. [read post]