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29 Oct 2019, 10:01 am by Iona Wright (UK) and Luke Rodgers
On 28 October 2019, the House of Commons Treasury Committee published a report on IT failures in the financial services sector. [read post]
12 Feb 2021, 8:55 pm by Simon Lovegrove (UK)
The annual survey provides a wealth of information about consumers’ attitudes towards managing their money, the financial products they have and their experiences of engaging with financial services firms. [read post]
6 Feb 2018, 8:50 am by Len Feltoon
Countrywide Pre-Paid Legal Services has a financial wellness plan that provides needed assistance. [read post]
20 Feb 2022, 6:32 pm by Simon Lovegrove (UK)
Meanwhile, ASIC has released statistics and analysis of financial reporting season. [read post]
18 Feb 2014, 5:08 am by John L. Culhane, Jr.
   The GAO found that about 40 percent of the nation’s college students are enrolled at colleges that had agreements with financial institutions to provide debit or prepaid cards services to their students. [read post]
30 Mar 2023, 1:59 pm
As more seniors rely on guardians to manage their financial affairs, it is crucial to recognize the signs of financial exploitation and take appropriate action to protect vulnerable individuals. [read post]
The reputational damage to boards of companies that fail to properly manage risk is a major threat, and Institutional Shareholder Services now includes specific reference to risk oversight as part of its criteria for choosing when to recommend withhold votes in uncontested director elections. [read post]
15 Dec 2022, 6:50 am by Silver Law Group
Waste Management Waste Management was once the largest waste management company in the country, growing by offering additional services and acquiring smaller waste management companies throughout the U.S. [read post]
30 Apr 2018, 6:02 am
CPAs bring to bear core values—including independence, objectivity, and skepticism—as well as deep expertise in providing independent assurance services in both the financial statement audit and a variety of other subject matters. [read post]
29 Aug 2017, 8:50 am by Len Feltoon
Countrywide Pre-Paid Legal Services will furnish this to our financial wellness program. [read post]
28 Apr 2015, 1:09 pm by Alan S. Kaplinsky
Kaplinsky Key members of the CFPB’s enforcement, regulatory and supervision offices spoke yesterday at PLI’s 20th Annual Consumer Financial Services Institute in Chicago. [read post]
4 Oct 2015, 9:11 am by Debra A. McCurdy
The latest CMS “innovation model” will test whether providing Medicare Part D prescription drug plan (PDP) sponsors with financial incentives and flexibility with regard to medication therapy management (MTM) program requirements can improve quality and reduce costs by “right-sizing” investment in MTM services. [read post]
29 Oct 2020, 4:30 am by Tom Kosakowski
  Located in Rockville, MD, the full-time position reports to Cindy Foster, the VP and Ombudsman, and manages the office day-to-day. [read post]
18 Jan 2021, 12:32 pm by Renae Lloyd
The White Law Group is investigating potential securities claims involving Sterne Agee Financial Services (also known as SA Stone Wealth Management, CRD# 18456, Birmingham, AL) The firm, headquartered in Birmingham, AL, reportedly has 12 disclosure events on its broker record including 8 regulatory events, and 4 arbitrations. [read post]
24 May 2024, 7:16 am by Simon Lovegrove (UK)
This forum was established following the signing of the UK-EU Memorandum of Understanding on Financial Services Cooperation on 27 June 2023. [read post]
28 Jun 2017, 7:11 am by John Jascob
By Lene Powell, J.D.In a hearing of the capital markets subcommittee of the House Financial Services Committee, lawmakers heard from securities exchanges, market makers, and brokerages in a broad exploration of equity market structure issues including data feeds and broker rebates, among other topics.SIP vs. proprietary feeds. [read post]
24 Mar 2022, 6:10 am
Modern firms routinely manage their financial reporting systems using third-party cloud computing and other enterprise technologies. [read post]
16 Jan 2020, 6:36 am by Simon Lovegrove (UK)
On 16 January 2020, the PRA and FCA co-published a consultation paper setting out proposals for the management expenses levy limit (MELL) for the Financial Services Compensation Scheme (FSCS) for 2020/21. [read post]
16 Jan 2020, 6:36 am by Simon Lovegrove (UK)
On 16 January 2020, the PRA and FCA co-published a consultation paper setting out proposals for the management expenses levy limit (MELL) for the Financial Services Compensation Scheme (FSCS) for 2020/21. [read post]