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22 Jun 2022, 9:05 pm by J.S. Nelson
First, changing norms tend to lead to enforcement, and a debate about whether civil, criminal, or other penalties are most appropriate. [read post]
17 Jun 2022, 6:27 am
Gray and Sean Sandoloski, Willkie Farr & Gallagher LLP, on Wednesday, June 15, 2022 Tags: Banks, CFTC, Discovery, Financial institutions, Financial regulation, Financial technology, SEC, Securities enforcement, Securities regulation, Social media Do Equity Markets Care About Income Inequality? [read post]
17 Jun 2022, 6:27 am
Gray and Sean Sandoloski, Willkie Farr & Gallagher LLP, on Wednesday, June 15, 2022 Tags: Banks, CFTC, Discovery, Financial institutions, Financial regulation, Financial technology, SEC, Securities enforcement, Securities regulation, Social media Do Equity Markets Care About Income Inequality? [read post]
13 Jun 2022, 6:56 am by jeffreynewmanadmin
The SEC settled its first cases over robo advisers in December of 2018, charging two advisers, Wealthfront Advisers LLC and Hedgeable Inc., for making false statements about investment products and publishing misleading advertising messages. [read post]
12 Jun 2022, 2:20 pm by Kevin LaCroix
  The DWS raid itself followed shortly after the SEC announced that it had settled an enforcement action against BNY Mellon Investment Adviser, Inc. [read post]
3 Jun 2022, 10:58 am by Public Employment Law Press
"An employee is constructively discharged when her or his employer, rather than discharging the plaintiff directly, deliberately created working conditions so intolerable that a reasonable person in the plaintiff's position would have felt compelled to resign" (Golston-Green v City of New York, 184 AD3d at 44; see Nelson v HSBC Bank USA, 41 AD3d 445, 447). [read post]
3 Jun 2022, 10:58 am by Public Employment Law Press
"An employee is constructively discharged when her or his employer, rather than discharging the plaintiff directly, deliberately created working conditions so intolerable that a reasonable person in the plaintiff's position would have felt compelled to resign" (Golston-Green v City of New York, 184 AD3d at 44; see Nelson v HSBC Bank USA, 41 AD3d 445, 447). [read post]
3 Jun 2022, 10:58 am by Public Employment Law Press
"An employee is constructively discharged when her or his employer, rather than discharging the plaintiff directly, deliberately created working conditions so intolerable that a reasonable person in the plaintiff's position would have felt compelled to resign" (Golston-Green v City of New York, 184 AD3d at 44; see Nelson v HSBC Bank USA, 41 AD3d 445, 447). [read post]
3 Jun 2022, 10:58 am by Public Employment Law Press
"An employee is constructively discharged when her or his employer, rather than discharging the plaintiff directly, deliberately created working conditions so intolerable that a reasonable person in the plaintiff's position would have felt compelled to resign" (Golston-Green v City of New York, 184 AD3d at 44; see Nelson v HSBC Bank USA, 41 AD3d 445, 447). [read post]
3 Jun 2022, 6:49 am by Raquel Leslie, Brian Liu
A first stop for Biden on a weekend visit to South Korea was a Samsung factory, which President Yoon Suk-yeol described as “the ‘global epicenter’ of cutting-edge semiconductor industry. [read post]
2 Jun 2022, 7:30 pm by The White Law Group
Update on GWG Holdings Chapter 11 Bankruptcy Case  According to a new filing this week, GWG Holdings, Inc. and the U.S. [read post]
30 May 2022, 9:00 pm by Samuel Estreicher and Troy Kessler
The Supreme Court has long held, in First Amendment religion-clause cases, that it’s inappropriate for a jury to determine “the truth or falsity of . . . religious beliefs or doctrines,” United States v. [read post]