Search for: "First Financial Asset Management, Inc." Results 641 - 660 of 1,432
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29 Jan 2019, 7:02 am by Walker & Walker Law Offices
Other Names Associated Besides Asset Acceptance, LLC, Encore Capital Group, Cabot Credit Management, Asta Funding Inc. and Portfolio Asset Recovery are all companies in association with each other. [read post]
24 Jan 2019, 2:36 pm by Kevin LaCroix
Those cases have to be addressed with very quick asset freezes that effectively can’t happen now. [read post]
9 Jan 2019, 11:31 am by ccollins
Next Financial currently has almost 540 advisers and representatives and nearly $13B in assets under management. [read post]
9 Jan 2019, 10:15 am by SEClaw Staff
The proceedings are the SEC’s first enforcement actions against robo-advisers, which provide automated, software-based portfolio management services.An SEC order found that Redwood City, California-based Wealthfront Advisers LLC (formerly known as Wealthfront Inc.), a robo-adviser with over $11 billion in client assets under management, made false statements about a tax-loss harvesting strategy it offered to clients. [read post]
7 Jan 2019, 2:35 pm by Kevin LaCroix
Supreme Court issued its unanimous decision in Cyan, Inc. v. [read post]
31 Dec 2018, 1:04 pm by ccollins
· Apollo Infrastructure “shelved” a $275M loan involved in Apollo Global Management LLC’s $1B acquisition of a portfolio that came from GE Capital’s Energy Financial Services. [read post]
28 Dec 2018, 4:04 pm
Alice Kimble checked the box next to the option indicating that “the contracting partner is the sole beneficial owner of the assets concerned. [read post]
18 Dec 2018, 12:56 pm by Paulette Thomas
On Feb. 11, 2014, ACH was initially notified by a local hospital that patient demographic and clinical information, including Social Security numbers, were viewable on the website of Doctor’s First Choice Billing Inc. [read post]
18 Dec 2018, 11:12 am by Silver Law Group
  First Southwest   Michael Giokas   Fortune Financial Services, Inc   Comprehensive Asset Management and Servicing   Travis Marks   Wells Fargo Advisors, LLC   JP Morgan Securities LLC   Richard Minichino   Next Financial Group, Inc   Wunderlich Securities, Inc   Thomas Park   Merrill Lynch, Pierce, Fenner & Smith Inc   Wells Fargo Clearing… [read post]
17 Dec 2018, 8:05 am by Bob Ambrogi
Features include digital in-take form, real-time download of bank and credit card transactions for instant cash-flow, and documents attached to assets and debts. [read post]
10 Dec 2018, 3:43 pm by Andrée Blais
LAGP is owned indirectly by funds managed by Fengate Asset Management (“Fengate LAGP US I, LLC”, 83.3%) and PCL Investments USA, LLC (“PCL LAGP Partnership LP”, 16.7%). [read post]
10 Dec 2018, 7:17 am by ccollins
The post International Assets Advisory “Proudly” Hires Brokers With “Checkered” Pasts appeared first on Securities Fraud Attorney. [read post]
19 Nov 2018, 4:01 am by ccollins
Dozens of broker-dealers from around the country have sold GPB funds, including several Advisor Group broker-dealers: FSC Securities, SagePoint Financial Services, Woodbury Financial Services Inc., and Royal Alliance Associates. [read post]