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21 Sep 2011, 2:05 pm by Securites Lawprof
The SEC charged a former Goldman, Sachs & Co. employee and his father with insider trading on confidential information about Goldman’s trading strategies and intentions that the employee learned while working on the firm’s exchange-traded funds (ETF) desk. [read post]
10 Nov 2006, 5:02 am
Goldman Sachs has been at the top of the chart with UBS just behind. [read post]
11 Mar 2011, 5:26 am by By DEALBOOK
Neil Morrison, a Goldman Sachs banker fired last year, was advising a gubernatorial candidate in Massachusetts while he was trying to land a state municipal debt deal, according to e-mails obtained by Bloomberg. [read post]
23 May 2013, 1:01 pm by Securites Lawprof
Morrison, a former VP in the investment banking division of Goldman, Sachs, settled SEC charges that he engaged in a "pay-to-play" scheme. [read post]
16 Mar 2012, 4:55 pm by By PETER LATTMAN
Federal prosecutors have wiretap recordings of a Goldman Sachs executive leaking confidential information about technology stocks to Raj Rajaratnam, the former hedge fund billionaire convicted of insider trading, said a lawyer for Rajat K. [read post]
20 Jul 2010, 8:07 am by By CYRUS SANATI
Viniar, the chief financial officer of Goldman Sachs, said the firm had not experienced a major loss of business as a result of the securities fraud case that it settled with Securities and Exchange Commission, saying that Goldman's clients were "pretty supportive. [read post]
19 May 2010, 5:57 am by By DEALBOOK
Seven of Goldman's nine "recommended top trades for 2010" have been money losers for investors who adopted the bank's advice, according to data compiled by Bloomberg from a Goldman Sachs research note sent Tuesday. [read post]
8 Sep 2010, 4:43 pm by Securites Lawprof
The financial press is reporting that UK's Financial Services Authority (FSA) and Goldman Sachs have agreed to settle charges that Goldman failed to disclose that its trader Fabrice Tourre was under SEC investigation when he relocated from New York to... [read post]
10 Apr 2010, 4:12 pm by Page Perry LLC
Goldman Sachs has long been known for being notoriously silent about publicity, whether good or bad. [read post]
4 May 2011, 10:33 am by By DEALBOOK
Goldman Sachs is making a big lobbying push aimed at shaping the regulations defining the Volcker rule, Lauren Tara LaCapra of Reuters reports. [read post]
30 Nov 2010, 9:51 am by By PETER LATTMAN
A trial is under way for Sergey Aleynikov, a former programmer at Goldman Sachs, who is accused of stealing closely guarded computer code when he left the firm. [read post]
20 Apr 2010, 9:30 am by Tom Smith
What is it that Goldman Sachs should have disclosed that they did not? [read post]
14 Sep 2011, 4:42 pm by By AZAM AHMED
Katinka Domotorffy, the head of the quantitative investment strategies group, will retire from Goldman Sachs at the end of the year, according to a letter sent to investors. [read post]
17 Jul 2012, 4:54 am by By MICHAEL J. DE LA MERCED
Goldman Sachs reported on Tuesday that its profit fell 12 percent in the second quarter, as the investment bank continued to grapple with a moribund economy. [read post]
17 Feb 2012, 6:43 pm by By PETER LATTMAN
In a blow to the Justice Department's crackdown on intellectual property theft, a federal appeals court reversed the conviction of Sergey Aleynikov, a former Goldman Sachs programmer. [read post]
14 Mar 2011, 12:31 pm by By AZAM AHMED
Prosecutors are asking a federal judge to give a prison sentence of up to 10 years to a former Goldman Sachs computer programmer convicted of stealing proprietary code. [read post]
11 Aug 2010, 4:14 am by By DEALBOOK
Contrary to first impressions, the new financial reform law could help rather than hinder Goldman Sachs, The Los Angeles Times reported. [read post]