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16 Mar 2022, 7:00 am by Michael Kohn
Securities and Exchange Commission (SEC), Chairman Gary Gensler, appeared on Yahoo! [read post]
16 Mar 2022, 3:30 am by David Lynn
As SEC Chair Gary Gensler pointed out in a statement, Commissioner Lee first joined the SEC’s Division of Enforcement in the Denver Regional Office in 2005, and served as Counselor to former Commissioner Kara Stein and Senior Counsel in the Complex Financial Instruments Unit. [read post]
14 Mar 2022, 7:47 am by Lily Becker
When asked by reporters in January whether 2022 will be the year that the SEC starts regulating crypto trading platforms, SEC Chairman Gary Gensler responded: “You shouldn’t put timelines on yourself, but I will say I sure hope so. [read post]
13 Mar 2022, 11:24 am by Stuart Kaplow
Securities and Exchange Commission Chair Gary Gensler Tweeted about the future of ESG regulation. [read post]
12 Mar 2022, 7:37 am
But, surprisingly, the conflicts are not between the Dems and the one Republican remaining on the SEC; rather, they’re reportedly between SEC Chair Gary Gensler and the two other Democratic commissioners, Allison Herren Lee and Caroline Crenshaw, about how far to push the proposed new disclosure requirements, especially in light of the near certainty of litigation, and whether to require that the disclosures be audited. [read post]
11 Mar 2022, 1:05 pm by Christopher J. Hubbert
In a press release announcing the settlement, SEC Chair Gary Gensler said: “This is the first case of its kind with respect to crypto lending platforms. [read post]
11 Mar 2022, 6:01 am
Securities and Exchange Commission, on Thursday, March 10, 2022 Tags: Cybersecurity, Disclosure, Risk, Risk disclosure, SEC, SEC rulemaking, Securities regulation Statement by Chair Gensler on Proposal for Mandatory Cybersecurity Disclosures Posted by Gary Gensler, U.S. [read post]
11 Mar 2022, 3:41 am by Jonathan H. Adler
Advocates of expanded disclosure, including SEC Chair Gary Gensler, argue that such requirements are necessary to ensure that investors are properly informed of the risks climate change, and climate change policies, pose to their investments, and that climate-related risks are accurately reflected in share prices. [read post]
9 Mar 2022, 6:10 am
US Securities and Exchange Commission (SEC) Chairman Gary Gensler has ramped up an aggressive regulatory agenda that zeroes in on advisers to private funds. [read post]
8 Mar 2022, 9:02 pm by John Jenkins
SEC Chair Gary Gensler didn’t arrive until mid-April, and Enforcement Director Gurbir Greewal wasn’t appointed until June. [read post]
8 Mar 2022, 6:37 am by Jon Shazar - Dealbreaker
Unsurprisingly, Gary Gensler’s idea of sensible securities regulation does not align with Uncle Carl’s. [read post]
7 Mar 2022, 10:03 am by John Jascob
Gensler said the SEC could provide consistency and comparability to ESG matters. [read post]
4 Mar 2022, 8:25 am by Silver Law Group
SEC chair Gary Gensler stated that this rule change was “designed to ensure that a whistleblower is not disadvantaged by another whistleblower program that would not give them as high an award as the SEC would offer. [read post]
4 Mar 2022, 6:02 am
In the SEC’s press release regarding the proposed amendments, Chair Gary Gensler pointed to the decade of experience the SEC and Financial Stability Oversight Council (FSOC) have had analyzing the information collected on Form PF, and stated: “We have identified significant information gaps and situations where we would benefit from additional information. [read post]
4 Mar 2022, 2:15 am by Liz Dunshee
Lawmakers have been urging SEC Chair Gary Gensler to follow through on his plan to propose rules. [read post]
3 Mar 2022, 3:18 am by Liz Dunshee
Here’s a reminder of what a more prescriptive rule could include: Commission staff have been working on a rule that would mandate additional disclosures around human capital since SEC Chairman Gary Gensler took office last April. [read post]
1 Mar 2022, 6:37 am by Jon Shazar - Dealbreaker
Gary Gensler & co. are upping the ante to 'insider trading.' The post SEC Legally Allowed To Continue Harassing Elon Musk, Does So appeared first on Above the Law. [read post]