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31 Dec 2010, 11:26 am
. **** Other related articles: New Form ADV Part 2 Important Hedge Fund Articles Bart Mallon Esq. is a hedge fund attorney and provides hedge fund compliance services through Mallon P.C. [read post]
10 Sep 2020, 11:43 am
The plaintiff worked for the defendant employer, a hedge fund, as a portfolio manager and director of a strategy group. [read post]
19 Apr 2011, 3:36 pm
Rajaratnam is accused of making $45 million from what is being called the largest crackdown on hedge fund insider trading in this country’s history. [read post]
10 Aug 2012, 4:03 am
These special retirement accounts allow investors to use funds in a range of ways, including things like hedge funds and land purchases. [read post]
25 Mar 2009, 5:34 am
Plaintiff alleged that hedge fund defendants ghost wrote analyst reports, which were then published by the securities analyst defendants in order to drive down the share price of Bioval. [read post]
6 Apr 2018, 5:01 am
The Treasury Department has already issued rules designed to prevent hedge funds and private equity funds from circumventing provisions in the recently enacted tax legislation designed to curtail the carried interest tax break that the wealthy owners of those funds use to pay low capital gains rates on income generated from performing services, a tax break not available to most taxpayers. [read post]
18 Dec 2018, 6:42 am
According to Paul Pantano, the CFTC has moved beyond the low-hanging fruit of the early cases to investigations of whether various registered entities (SDs, FCMs, CTAs, CPOs) have disclosed MNPI about the trading activity of a customer to a third party (e.g., a hedge fund), which then uses that MNPI to trade for its own benefit. [read post]
27 Nov 2020, 3:07 pm
A New York City federal court recently dismissed a defamation lawsuit filed by a former hedge fund manager accused of sexual harassment. [read post]
28 Jul 2019, 5:48 pm
In same-sex cases, it will be the lower earner who suffers, unless he or she has access to funds. [read post]
20 Dec 2010, 10:32 am
Recent articles relevant to the development of appropriate compliance programs include “Hedge Funds in the Crosshairs: The Law of Insider Trading in an Active Enforcement Environment,” which appeared in the Feb. 17, 2010, issue of The Hedge Fund Law Report, and “SEC Investigations After Dodd-Frank: A Primer for Hedge Fund Managers and Their In-House Counsel” from Sept. 7, 2010, which discusses Dodd-Frank-related issues… [read post]
26 Aug 2014, 4:36 am
In his defence, the billionaire’s attorneys state that the hedge fund founder simply receives too many emails to really read them all. [read post]
17 Apr 2017, 11:24 am
For example, just a few years after the program was initiated, an approved financial adviser lured several active players in to a hedge fund. [read post]
9 Aug 2011, 4:16 am
(OCM), a real estate investment hedge fund. [read post]
12 Dec 2017, 3:26 pm
Smith allegedly sold unregistered securities in a purported hedge fund known as The Haverford Group to more than a dozen investors. [read post]
23 Jan 2015, 11:52 am
In a recently reported case out of the Northern District of Illinois, two former employees of Citadel LLC, a Chicago based premier hedge fund in the high frequency trading space, pled guilty and received three-year sentences for their participation in a scheme to steal source code from Citadel and a prior employer in order to create their own trading strategy for their personal future use. [read post]
10 Jul 2008, 6:13 pm
Before he left the EDNY in January, and after 18 years, Weinstein (Colgate University ‘81, Syracuse Law ‘85 and pictured, left) helped investigate two former Bear Stearns hedge fund managers in what culminated last month in the first securities fraud indictments stemming from the credit crisis. [read post]
3 May 2018, 10:42 am
It can be difficult to split private equity holdings or hedge funds. [read post]
9 Jul 2012, 2:15 am
The SEC’s complaint claims that Kapur and the firm made numerous misrepresentations in mailings, emails, postings on hedge fund websites, and marketing materials distributed to prospective investors. [read post]
9 Apr 2016, 6:26 am
Thrice and once, the hedge-pig whin’d. 3 WITCH. [read post]
8 Feb 2008, 9:30 am
In addition, Maine securities officials are examining the circumstances surrounding Merrill's role in the sale of commercial paper issued by a SIV known as "Mainsail II," an affiliate of London hedge fund Solent Capital Management LLP, to the state treasury department in August for $20 million. [read post]
