Search for: "In Re Securities and Exchange Commission"
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21 Oct 2021, 9:03 pm
Securities and Exchange Commission (SEC) could address the harm resulting from the lack of regulation in digital asset markets. [read post]
21 Oct 2021, 10:27 am
Securities and Exchange Commission (SEC). [read post]
19 Oct 2021, 10:10 am
See e.g., In re Anthem, Inc. [read post]
15 Oct 2021, 7:38 am
The Commission consists of nine Senators, nine Members of the House of Representatives, and five senior Administration officials appointed by the President. [read post]
15 Oct 2021, 6:19 am
Securities and Exchange Commission. [read post]
15 Oct 2021, 6:18 am
Securities and Exchange Commission, on Wednesday, October 13, 2021 Tags: Capital formation, COVID-19, SEC, Securities regulation Going Dark: Speech by Commissioner Lee on The Growth of Private Markets and the Impact on Investors and the Economy Posted by Allison Herren Lee, U.S. [read post]
11 Oct 2021, 1:18 pm
That’s why Securities and Exchange Commission (SEC) sees retaliation—being punished for having made a report of wrongdoing—as a primary threat to its whistleblowing initiative: If people believe they will be punished for reporting companies’ malfeasance to the SEC, then they’re less likely to come forward. [read post]
11 Oct 2021, 9:06 am
As the Commission held in In Re KBR. [read post]
11 Oct 2021, 7:32 am
The Securities and Exchanges Commission (SEC) has been awarding millions of dollars to whistleblowers in recent years—and the Commission has been awarding larger bonuses, more frequently. [read post]
11 Oct 2021, 2:03 am
Many are saying the Securities and Exchange Commission (SEC) should step in and make ESG reporting mandatory. [read post]
8 Oct 2021, 10:19 pm
Securities and Exchange Commission enforcement cease-and-desist order (Order) In re App Annie Inc. [read post]
8 Oct 2021, 4:00 am
False Election Claims Undermine Efforts to Increase Security MSN – Maggie Miller (The Hill) | Published: 10/2/2021 Officials say the biggest threat facing U.S. elections is not Russian hacking or domestic voter fraud but disinformation and misinformation increasingly undermining the public’s perception of voting security. [read post]
7 Oct 2021, 1:46 pm
The Securities And Exchange Commission recently released a bulletin on their investor website warning about frauds that incorporate digital assets and cryptocurrency into their scams. [read post]
7 Oct 2021, 9:07 am
In September 2021, the Securities and Exchange Commission (SEC) announced that it had paid out more than $1 billion in rewards to whistleblowers since its new program began. [read post]
6 Oct 2021, 1:56 pm
You may be an eligible whistleblower entitled to a reward if you voluntarily provide original information to the Securities and Exchange Commission (SEC) or other federal agency that leads to the SEC’s issuance of sanctions of one million dollars ($1,000,000) or more. [read post]
6 Oct 2021, 12:57 pm
The first of these is to know that just because you provide information to the Securities and Exchange Commission (SEC) about a potential securities violation, that does not mean that you are automatically eligible to receive a whistleblower award. [read post]
5 Oct 2021, 4:59 pm
Securities and Exchange Commission (SEC) outlining her allegations. [read post]
5 Oct 2021, 4:43 am
To support the allegations, Haugen shared more than 10,000 pages of internal documentation with the US Securities and Exchange Commission — all pretty damning stuff. [read post]
4 Oct 2021, 1:41 pm
So, they’re acting on their fiduciary responsibility. [read post]
2 Oct 2021, 1:00 am
Securities and Exchange Commission stated that SSNs, bank account information, usernames, and passwords may have been exfiltrated during the ransomware attack. [read post]
