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20 Feb 2019, 9:00 am by Victor Medina
Through his law firm and independent registered investment advisory company, Victor provides 360º Wealth Protection Strategies for individuals in or nearing retirement. [read post]
19 Feb 2019, 12:53 pm by Renae Lloyd
The client also says CWM’s investment advisory fees in general were “excessive,” according to reports. [read post]
18 Feb 2019, 5:13 am by Cannabis Law Group
Pot shops also pay hefty taxes and must invest in significant resources to manage a cash-only operation. [read post]
” About JMBM’s Global Hospitality Group JMBM’s Global Hospitality Group is the premier hospitality practice in a full-service law firm and the most experienced legal and advisory team in the industry. [read post]
13 Feb 2019, 9:00 am by Victor Medina
Through his law firm and independent registered investment advisory company, Victor provides 360º Wealth Protection Strategies for individuals in or nearing retirement. [read post]
11 Feb 2019, 6:00 am by Remco Zwetsloot, Allan Dafoe
Congress created a National Security Commission on the subject; and the Pentagon tasked one of its top advisory bodies with devising ethical principles for its use of AI. [read post]
8 Feb 2019, 3:06 am by Liz Dunshee
I am interested in hearing from those on the Committee who manage investment capital – what is it that you are looking for as an investor and what questions do you ask the issuers when it comes to human capital? [read post]
31 Jan 2019, 2:03 pm by Kevin LaCroix
John Reed Stark As cybersecurity has become an increasingly important consideration for all corporate operations, one of the most pernicious problems has been the rise of so-called “ransomware” attacks – that is, systems breaches in which hackers take control of corporate networks and demand ransom payments as a condition of unlocking the systems. [read post]
15 Jan 2019, 4:00 am by Victor Medina
Through his law firm and independent registered investment advisory company, Victor provides 360º Wealth Protection Strategies for individuals in or nearing retirement. [read post]
8 Jan 2019, 7:26 am by John Jascob
Shareholders who have made an affirmative decision to invest in a fund managed by professionals expect their investments to be handled by fund management, IAA explained. [read post]
27 Dec 2018, 8:45 am by Renae Lloyd
 and an investment advisor with whom the firm had a deal to handle all his clients’ trading. [read post]
24 Dec 2018, 6:00 am by Patricia Klusmeyer
See, e.g., DOL Advisory Opinions 2008-07A, 2003-17A and 2001-04A. [read post]
21 Dec 2018, 6:00 am
McDonald, Cleary Gottlieb Steen & Hamilton LLP, on Sunday, December 16, 2018 Tags: Boards of Directors, Business judgment rule, Corwin, Delaware cases, Delaware law, Financial reporting, Merger litigation, Mergers & acquisitions, Restatements, Schedule 14D The Prescience of 5% of Investors: A Monsanto Case Study Posted by Sanford Lewis, Shareholder Rights Group, on Monday, December 17, 2018 Tags: Corporate… [read post]
18 Dec 2018, 11:12 am by Silver Law Group
  First Southwest   Michael Giokas   Fortune Financial Services, Inc   Comprehensive Asset Management and Servicing   Travis Marks   Wells Fargo Advisors, LLC   JP Morgan Securities LLC   Richard Minichino   Next Financial Group, Inc   Wunderlich Securities, Inc   Thomas Park   Merrill Lynch, Pierce, Fenner & Smith Inc   Wells Fargo Clearing Services, LLC   Brian Roth   The Benchmark Company, LLC… [read post]
17 Dec 2018, 3:14 pm by Kevin LaCroix
John Reed Stark On November 29, 2018, the SEC announced that it had settled charges with boxer Floyd Mayweather Jr. and music producer DJ Khaled for failing to disclose payments they received for promoting investments in Initial Coin Offerings (ICOs). [read post]
16 Dec 2018, 2:14 pm by Kevin LaCroix
During the period 2011-2014, AR Capital provided management and advisory services related to VEREIT’s investments and operations. [read post]