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2 Mar 2011, 3:46 pm by Ted Allen
Under that rule, investors may show eligibility by submitting a letter from the "record holder" of their securities, such as broker or a bank. [read post]
5 Aug 2009, 8:35 am by Bruce Jacobs
The government needs the loan servicers because they are the primary link between the investors who indirectly own their mortgages through securities and borrowers. [read post]
11 Nov 2018, 4:03 pm by Wolfgang Demino
If they never made any payments on their respective loans, Foster and Mock were in effect net beneficiaries of the predatory loans (at least as long as the Trusts do not garnish their bank accounts, if any, judgments secured). [read post]
25 Oct 2019, 6:31 am
Morris, Barr Law Group, on Sunday, October 20, 2019 Tags: Accountability, Institutional Investors, Investment advisers, JPMorgan, Liability standards, Misconduct, Mutual funds, Risk, Securities litigation Filing Thresholds and Main Street Investors Posted by Christine Jantz, Jantz Management LLC, on Monday, October 21, 2019 Tags: Boards of Directors, Engagement, Ownership, Retail investors, Rule… [read post]
5 Feb 2011, 1:51 pm by Frank Pasquale
Hackers have successfully stolen sensitive information from securities firms, including logins and social security numbers, and have executed unauthorized trades . . . [read post]
23 Mar 2008, 6:56 pm
  This time firms like Goldman Sachs, JPMorgan Chase, Morgan Stanley, Bank of America, and others (Bear Stearns R.I.P.) dodged regulatory oversight both by securing changes to applicable law and, largely as a result of their new freedom, by creating financial instruments that nobody ever heard of before. [read post]
27 Feb 2007, 8:30 pm
JPMorgan Chase & Co. has no plans to offer a similar credit card program, said spokeswoman Mary Jane Rogers. [read post]
8 Jul 2015, 1:37 pm by D. Daxton White
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
27 Jun 2012, 1:05 pm by Stacia A. Wells
Syncora insured the investors’ returns with respect to certain classes of the securities. [read post]
16 Jul 2012, 7:08 pm
” A slew of securities lawsuits, including class actions and regulator complaints, against some of these banks under investigation, are likely. [read post]
19 Aug 2019, 5:22 am by Jason Healey
It isn’t cheap; JPMorgan Chase reportedly spends at least $600 million annually for cybersecurity. [read post]
11 Feb 2022, 12:44 pm
JPMorgan Chase repeatedly blocked her attempts to transfer money, she said, and she grew increasingly alarmed by students who said they couldn’t access cash at local Afghan banks — many of which have closed or imposed strict withdrawal limits. [read post]
7 Aug 2023, 11:16 am by The White Law Group
The Growing Concerns of AI Recently, on August 3rd, 2023, The Massachusetts Secretary of the Commonwealth sent several detailed letters to firms including JPMorgan and Morgan Stanley to learn how they are using AI with investors. [read post]
24 Mar 2008, 1:59 am
" MARCH 24, 2008: JPMorgan in Negotiations to Raise Bear Stearns BidBy ANDREW ROSS SORKIN"JPMorgan Chase was in talks for a deal that would quintuple its offer for Bear Stearns in an effort to pacify angry Bear shareholders, according to people involved in the negotiations. [read post]
30 Oct 2010, 11:19 pm by Mike
  WaMu is a failed bank, taken over by the FDIC and later acquired by JPMorgan Chase Bank (Chase). [read post]
28 Feb 2020, 5:54 am
Class Action Settlements of All Time Posted by Jeffrey Lubitz and Mark Lloyd Flores, ISS Securities Class Action Services, on Tuesday, February 25, 2020 Tags: Class actions, Disgorgement, Pension funds, SEC enforcement, Securities enforcement, Securities litigation, Settlements U.S. [read post]