Search for: "Julie Hedges"
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2 Dec 2007, 6:00 am
[ABA Journal] Uh-oh: Former litigator hired to invest $100m in court cases for UK hedge fund. [read post]
17 Jun 2011, 12:03 pm
FINRA revised its suitability rule (currently NASD Rule 2310), which is slated to go into effect on July 9, 2012. [read post]
8 Jul 2013, 4:18 am
That definition now excludes anyone having any affiliation with mutual funds or hedge funds from being a “public arbitrator”. [read post]
18 May 2007, 5:19 am
According to various comments, the four soon-to-be partners, whose promotions will take effect in July, are Doug Horowitz, Corey Wright, Bill Miller, and Jonathan Frankel. [read post]
8 May 2018, 6:32 am
The draft RTS will be submitted to the Commission for endorsement by 18 July 2018, following which they will be subject to scrutiny by the European Parliament and the Council, before being published in the Official Journal of the EU. [read post]
6 Apr 2011, 4:15 pm
But the regulatory risk needs to be hedged with a huge breakup fee. . . . [read post]
18 Nov 2007, 10:16 am
Hedge fund owner Paul Singer, a top Giuliani fund-raiser whose Elliott Asset Management provided some $90,000 in air support to the former mayor from July 1 through Sept. 30 - on top of the $176,000 it provided the previous quarter. [read post]
16 Sep 2009, 4:00 am
The bill was passed by the House on July 31. [read post]
28 May 2010, 11:07 am
While the two versions are reportedly very similar at this stage, sources indicate that the main differences between the two include: Plans for regulating the complicated derivatives market Whether to ban banks’ current practice of trading on their own accounts (proprietary trading) Whether to require a $150 billion fund from financial industry coffers to allow for emergency dissolution of any struggling firm Whether to create a separate agency charged with matters of consumer financial… [read post]
9 Mar 2010, 1:42 pm
“We look forward to welcoming the newly confirmed Federal Trade Commissioners Julie Brill and Edith Ramirez,” said FTC Chairman Jon Leibowitz. [read post]
6 Sep 2012, 9:16 am
The purchase acts as a hedge in the event Google+ fails in its attempts to gain market share to the social network target market, since Facebook’s success in this market will redound to Google in the form of ad revenue. [read post]
19 Apr 2012, 11:39 am
The Federal Reserve Board announced its approval of a statement clarifying that an entity covered by section 619 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, or the so-called "Volcker Rule," has the full two-year period provided by the statute to fully conform its activities and investments, unless the Board extends the conformance period.Section 619 generally requires banking entities to conform their activities and investments to the prohibitions and restrictions… [read post]
8 Jul 2020, 6:03 am
Posted by Bhakti Mirchandani and Victoria Tellez, FCLTGlobal, on Wednesday, July 8, 2020 Editor's Note: Bhakti Mirchandani is Managing Director and Victoria Tellez is a research associate at FCLTGlobal. [read post]
11 Dec 2007, 11:45 am
The consolidation of NASD and NYSE into FINRA became final on July 27. [read post]
1 Dec 2011, 7:59 am
The almost 400 questions raised in the proposed rule to implement Section 619 of the Dodd-Frank Act address the Volcker Rule’s restrictions on the ability of a bank to engage in proprietary trading and to sponsor or invest in hedge funds and private equity funds. [read post]
6 Sep 2012, 9:16 am
The purchase acts as a hedge in the event Google+ fails in its attempts to gain market share to the social network target market, since Facebook’s success in this market will redound to Google in the form of ad revenue. [read post]
6 Feb 2009, 2:17 am
"They may see golden opportunities for themselves with investments or hedge funds," said Peter Keane, an ethics professor at Golden Gate University School of Law. [read post]
2 Jul 2010, 11:16 am
Looking forward to talking to you all during the rest of July! [read post]
17 Aug 2012, 8:00 am
July 3, 2012). [read post]
7 Jun 2019, 10:06 am
Tarbert is sworn in as Chairman, which is expected to be on July 15, 2019. [read post]
