Search for: "Julie Hedges"
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23 Dec 2013, 7:41 am
They made joint trading decisions with the goal of generating enough profits to create their own hedge fund.In a parallel action, the U.S. [read post]
17 Dec 2013, 9:42 am
The Rules become effective on April 1, 2014 with final conformance expected by July 21, 2015. [read post]
12 Dec 2013, 12:53 pm
Like the Dodd-Frank Act, the final rules provide exemptions for certain activities, including market making, underwriting, hedging, trading in government obligations, insurance company activities, and organizing and offering hedge funds or private equity funds. [read post]
4 Dec 2013, 9:07 am
The AIFMD went into effect in July of this year, and generally subjects managers marketing alternative investment funds in the EU to heightened reporting and disclosure obligations. [read post]
3 Dec 2013, 11:02 am
Hedging disclosure. [read post]
25 Nov 2013, 6:23 am
Kohn and Julie L. [read post]
22 Nov 2013, 7:46 am
According to the Joint Committee on Taxation, investment vehicles such as hedge funds and private equity funds fall within this definition. [read post]
19 Nov 2013, 7:40 am
The liquidators initially commenced the action in July through New York’s summons with notice procedure. [read post]
6 Nov 2013, 2:42 am
In July, both Cohen and SAC Capital were themselves indicted on insider trading. [read post]
18 Oct 2013, 6:01 am
More recently, in July 2013, SAC Capital Advisors, a $15 billion hedge fund, was slapped with a criminal complaint that threatens the fund’s existence, even after having agreed to pay a $616 million civil penalty, the largest-ever settlement of an insider trading action. [read post]
8 Oct 2013, 7:48 pm
As the AIFMD came into force in July, both AIFMs and national supervisors have begun to prepare for their regulatory filings. [read post]
8 Oct 2013, 2:57 pm
Regent's College, based in London, was a private university which in July 2012 was granted the right to confer degrees. [read post]
ESMA Reaches Cooperation Agreements with US and Other non-EU Jurisdictions for Hedge Fund Regulation
26 Sep 2013, 9:02 pm
Hedge Fund Regulation. [read post]
25 Sep 2013, 1:08 am
You would think that NCUA would have hedged its best by seeking relief on alternative grounds or at least based on different theories other than an alleged antitrust violation. [read post]
23 Sep 2013, 7:02 am
On July 22, 2013, the Act Implementing the Alternative Investment Fund Managers (AIFM) Directive entered into force in Germany. [read post]
22 Sep 2013, 9:46 pm
The final rules issued in July 2013 by the SEC go into effect on September 23, 2013. [read post]
22 Sep 2013, 3:46 pm
The final rules issued in July 2013 by the SEC go into effect on September 23, 2013. [read post]
19 Sep 2013, 9:20 am
According to Julie M. [read post]
16 Sep 2013, 2:38 pm
Fund’s status changes to comply with the applicable Dodd-Frank requirements.On July 12, 2013, the CFTC voted 3-1 to adopt final guidance to provide greater legal certainty and clarity to U.S.and non-U.S. market participants regarding obligations under the Commodity Exchange Act (CEA) with respect to cross-border swaps activities. [read post]
11 Sep 2013, 8:47 am
Also, in 2010 the IASB strengthened disclosure requirements relating to off balance sheet exposures in the case of transfers of financial assets, which came into effect in Europe on July 1, 2011 pursuant to IFRS 7. [read post]
