Search for: "MARY SCHAPIRO"
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28 Jan 2010, 3:51 pm
Nothing that the Commission does today should be construed as weighing in on those topics," said SEC Chairman Mary Schapiro. [read post]
28 Jan 2010, 2:57 pm
Nothing that the Commission does today should be construed as weighing in on those topics," said SEC Chairman Mary Schapiro. [read post]
28 Jan 2010, 7:32 am
" SEC Chairman Mary Schapiro and Commissioners Elisse Walter and Luis Aguilar voted for the release, while Commissioners Troy Paredes and Kathleen Casey voted against. [read post]
28 Jan 2010, 7:32 am
” SEC Chairman Mary Schapiro and Commissioners Elisse Walter and Luis Aguilar voted for the release, while Commissioners Troy Paredes and Kathleen Casey voted against. [read post]
28 Jan 2010, 5:42 am
Instead, the release provides "guidance that can help public companies in determining what does and does not need to be disclosed" according to Chairman Mary Schapiro. [read post]
28 Jan 2010, 4:53 am
Nothing that the Commission does today should be construed as weighing in on those topics," said SEC Chairman Mary Schapiro. [read post]
27 Jan 2010, 10:34 am
SEC Chairman Mary Schapiro wanted to make it clear that the SEC was not adding any new legal requirements, nor adding to the debate about climate change or global warming: the Commission is not making any kind of statement regarding the facts as they relate to the topic of “climate change” or “global warming. [read post]
26 Jan 2010, 8:00 am
This article seems to be one of the bases for SEC Commissioner Mary Schapiro belief that Professor Hu will be able to predict the next market problem. [read post]
26 Jan 2010, 6:30 am
Judging by the SEC’s brief, the vaunted ascension of Mary Schapiro, in whom Congress is said to be reposing great (but some feel misplaced) confidence, has made no difference whatever. [read post]
14 Jan 2010, 12:22 pm
SEC Chair Mary Schapiro testified today before the Financial Crisis Inquiry Commission. [read post]
30 Dec 2009, 1:10 pm
Since the rules were proposed in May, SEC Chairman Mary Schapiro has been signaling that she expected the Commission to act on the rules in early January, making them [...] [read post]
30 Dec 2009, 11:37 am
”There is further evidence that the SEC is serious in going after individuals based on the reorganization of the agency by the new chairperson, Mary Schapiro. [read post]
23 Dec 2009, 9:25 am
"The Madoff Ponzi scheme and other frauds have caused investors to question whether their assets are safe when they entrust them to an investment adviser," said SEC Chairman Mary Schapiro. [read post]
21 Dec 2009, 12:22 pm
It seems to me that this mistake, as small and inconsequential as it was when looked at one way, is a sign that the SEC is still as incompetent-ridden as it was before Mary Schapiro. [read post]
18 Dec 2009, 7:00 am
According to SEC Chairman Mary Schapiro, "[t]hese new rules will apply additional safeguards where the safeguards are needed most - that is, where the risk of fraud is heightened by the degree of control the adviser has over the client’s assets. [read post]
7 Dec 2009, 2:57 pm
This also means that just before she became Chairman of the SEC, Mary Schapiro received $10 million that was mostly tax deferred as a parting gift from all the securities dealers! [read post]
7 Dec 2009, 11:01 am
On December 3, 2009, SEC Chairman Mary Schapiro spoke at the Consumer Federation of America's 21st Annual Financial Services Conference. [read post]
3 Dec 2009, 2:31 pm
SEC Chairman Mary Schapiro spoke on "The Consumer in the Financial Services Revolution" at the Consumer Federation of America 21st Annual Financial Services Conference today in Washington D.C. [read post]
3 Dec 2009, 7:08 am
However, Senator Charles Schumer has sent a letter to SEC Chairman Mary Schapiro requesting that the SEC review whether the general fair access threshold should be lowered. [read post]
24 Nov 2009, 8:00 am
Self funding has long been sought by the SEC, with Mary Schapiro most recently calling for the authority. [read post]
