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23 May 2019, 7:43 am by Silver Law Group
According to FINRA Disciplinary actions for May 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS   Bethan, Frank   Quest Capital Strategies, Inc   Wells Fargo Clearing Services, LLC   Cody, Jill   Concorde Investment Services, LLC   Westminster Financial Securities, Inc   Cody, Richard   IFS Securities   Concorde… [read post]
22 May 2019, 2:18 pm by Stephanie Abbott
Robert Morgan, Frank Giacobbe, Todd Morgan, and Michael Tremiti, have been charged today in a 114-count superseding indictment charging them with conspiracy to commit wire fraud and bank fraud for their roles in a half billion dollar mortgage fraud scheme. [read post]
17 May 2019, 11:41 am by Josh Blackman
” For example, President Trump’s conduct with respect to Paul Manafort and Michael Cohen could amount to witness tampering and may violate & [read post]
10 May 2019, 7:34 am by Corey Chalumeau
Judge Mark Stoltz overturned his conviction for murder because of prosecutorial misconduct at the Frank Crowley Courts Building on Tuesday, October 28, 2014. [read post]
5 May 2019, 4:41 pm by INFORRM
” The Michael Geist blog has a post “Does Canadian Privacy Law Matter if it Can’t be Enforced? [read post]
5 May 2019, 2:30 pm by David Lat
[New York Law Journal] * Frank Cross, a longtime professor of law at the University of Texas School of Law, rest in peace. [read post]
3 May 2019, 6:38 am
The SEC’s Current End Game on Proxy Advisory Firms Posted by Cydney Posner, Cooley LLP, on Friday, April 26, 2019 Tags: Institutional Investors, Proxy advisors, Proxy voting, SEC, SEC rulemaking, Securities regulation, Shareholder voting 2019 Compensation Committee Guide Posted by Jeannemarie O’Brien, David Kahan, and Michael Schobel, Wachtell, Lipton, Rosen & Katz, on Friday, April 26, 2019 Tags: Boards of… [read post]
29 Apr 2019, 9:30 pm by Dan Ernst
Katz, Princeton            Address: David Konig and Michael Zuckert Friday, May 10. [read post]
19 Apr 2019, 6:12 am
Richardson, and Kimberly Black, Cleary Gottlieb Steen & Hamilton LLP, on Friday, April 12, 2019 Tags: Boards of Directors, Books and records, Delaware law, DGCL, DGCL Section 220, Discovery, Securities litigation, Shareholder suits Noteworthy Developments in 2018 Affecting Executive Pay Posted by Joseph Bachelder, McCarter & English LLP, on Friday, April 12, 2019 Tags: Disclosure, Dodd-Frank Act, Executive… [read post]
17 Apr 2019, 4:49 pm
URL (English Only)In an earlier post I discussed the anticipated announcement by American officials of a new set of sanctions against Cuba and other Caribbean states (here). [read post]
14 Apr 2019, 8:58 am by Walter Olson
” [Ilya Somin; Frank McCormick, Philip J. [read post]
14 Apr 2019, 5:00 am by Guest Blogger
  Along these lines, Frank Pasquale is right to note that conservatives will see our discussion of the ascendancy of the elite conservative legal network as “a balm, not a curse,” while liberals will bemoan this effort “to remake our judiciary. [read post]
11 Apr 2019, 4:20 am by Andrew Lavoott Bluestone
Hyland, Tina [*2]Zerilli, and Wilson Elser Moskowitz Edelman & Dicker, LLP (hereinafter collectively the Wilson Elser defendants), who had represented Expedient in the claim denial action, and against Frank Haupel, Michael Schwarz, and DelBello Donnellan Weingarten Wise & Wiederkehr, LLP (hereinafter collectively the DelBello defendants), who had represented First American in the claim denial action. [read post]
6 Apr 2019, 9:46 am
Finally, Rose reports on a new question of double-patenting being referred to the Enlarged Board of Appeal (EBA).Michael Burdon shares his opinion about the role of the English courts in FRAND determinations in the absence of a dispute resolution mechanism in SSOs.Trade marksPeter Ling discusses a recent decision rendered by the US Court of Appeals for the Fourth Circuit in relation to registration of the trade mark “BOOKING.COM". [read post]
5 Apr 2019, 5:58 am
Bliss (University of San Diego), Peter Molk (University of Florida), and Frank Partnoy (University of California), on Monday, April 1, 2019 Tags: Hedge funds, Information environment, Market reaction, Mergers & acquisitions, Reputation, Securities regulation, Shareholder activism, Shareholder value, Short sales Proxy Preview 2019 Posted by Heidi Welsh (Si2), Michael Passoff (Proxy Impact), and Andrew Behar (As You Sow),… [read post]