Search for: "NEXT Financial Group, Inc."
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21 Sep 2016, 7:36 pm
Next, Plaintiffs claimed that Citi Group Global Markets Inc. breached its own conflicts policy by providing deal financing and advice and that information should have been disclosed. [read post]
17 Sep 2016, 6:36 am
From 1999 until June 2016 Simanski was registered with Next Financial Group, Inc. out of the firm’s Altoona, Pennsylvania office location. [read post]
8 Sep 2016, 7:40 am
__________ Recommendation 5 April 2016 to exclude Duke Energy Corp., Duke Energy Carolinas LLC and Duke Energy Progress Inc. [read post]
17 Aug 2016, 7:07 pm
Next, information that was provided regarding the lack of value Xoom attributed to a potential recovery was “somewhat valuable at best. [read post]
17 Aug 2016, 10:23 am
According to FINRA’s BrokerCheck, Simanski was registered with Next Financial Group, Inc in Altoona, PA from 08/1999 – 06/2016. [read post]
22 Jul 2016, 9:44 am
Also, as described in the next section, an employee may reasonably come forward and explain that his religion requires prayers at particular times during the workday, and claim a particular type of accommodation is necessary. [read post]
20 Jul 2016, 1:03 pm
The final rule applies to all wellness programs that include disability-related inquiries and/or medical examinations (not just those wellness programs that are part of a group health plan). [read post]
14 Jul 2016, 7:16 am
LPL is a broker-dealer, meaning it holds accounts and assets and executes financial transactions. [read post]
13 Jul 2016, 8:04 am
The court cited two cases: Gucci Am., Inc. v. [read post]
28 Jun 2016, 6:41 am
Promega, we now have three patent cases set for review and judgment next term. [read post]
24 Jun 2016, 10:18 am
Sure, we’re as interested as the next law nerd when the Court makes headlines because it can’t decide a case, and more interested still when it decides by not deciding. [read post]
22 Jun 2016, 11:40 am
Echoing similar concerns, CIA Director John Brennan said “Our efforts have not reduced the group’s terrorism capability and global reach. [read post]
16 Jun 2016, 2:48 pm
Cybersecurity at SEC-registered entities like Morgan Stanley has become a top priority for the SEC inspections group and enforcement division. [read post]
15 Jun 2016, 6:30 am
“Jack” Bogle, the Founder of The Vanguard Group, Inc., and President of Vanguard’s Bogle Financial Markets Research Center, has witnessed more than a few presidential elections in his lifetime. [read post]
9 Jun 2016, 2:16 pm
During this first phase, a buyout group led by financial sponsor Silver Lake made a series of offers. [read post]
7 Jun 2016, 3:58 pm
Boris Feldman of Wilson Sonsini posted this proposal on the Harvard Law School Forum on Corporate Governance and Financial Regulation blog. [read post]
19 May 2016, 6:02 pm
Cox sought medical care on an outpatient basis at the facilities of Pioneer Medical Group, Inc. [read post]
18 May 2016, 8:19 am
In the next couple of weeks, the court will consider the Cubist petition as well as that of Dow v. [read post]
5 May 2016, 2:50 pm
See full text in https://www.treasury.gov/press-center/press-releases/Pages/jl0450.aspxSee also Balboa Bank & Trust www.balboabanktrust.comStrategic Investors Group Inc. [read post]
28 Apr 2016, 4:59 pm
The Inclusive Communities Project, Inc. [read post]
