Search for: "National Association Of Securities Dealers, Inc."
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1 Feb 2010, 6:36 am
Khuzami announced plans to create five specialized units dedicated to particular areas of the securities industry and securities law. [read post]
12 Oct 2011, 2:27 pm
National Association of Securities Dealers, Inc., No. 07 Civ.2014(SWK), 2008 WL 199537, at *2 (S.D.N.Y. [read post]
22 Mar 2007, 1:36 am
The securities industry argues that immunity results from a conflict with federal securities regulations. [read post]
25 Jan 2024, 6:06 pm
Shares trade on a national securities exchange. [read post]
1 Jul 2024, 10:00 am
For example, in National Automobile Dealers Association v. [read post]
29 Nov 2017, 4:02 am
” The second case, SAS Institute Inc. v. [read post]
20 Jun 2007, 12:56 am
ALM Privacy Policy / Contact Us
© 2007 ALM Properties, Inc. [read post]
11 Jan 2008, 9:00 am
You can separately subscribe to the IP Think Tank Global week in Review at [feeds.feedburner.com]Highlights this week included: European Commission launches consultation on ‘Content Online in the Single Market': (IPKat), (Out-Law), (IPR Helpdesk), UK government launches consultation on copyright exceptions: (IPKat), (Michael Geist), (IMPACT), (Patry Copyright Blog), (Out-Law), (Ars Technica), (IP Law360), Cordis Corporation - US Court of Appeals… [read post]
29 Jan 2015, 4:07 am
National Institute of Standards and Technology (NIST) published its Framework for Improving Critical Infrastructure Cybersecurity. [read post]
8 Jul 2009, 2:39 pm
These roles include, among others, asset management, capital raising, broker-dealer, investment sourcing, research, advisory, cash management and fund administration services. [read post]
22 Sep 2020, 4:45 pm
Plain Dealer (1994), 69 Ohio St.3d 395, 397. [read post]
16 Nov 2011, 1:34 pm
The National Automobile Dealers Association (NADA) issued a statement saying, "America's auto dealers support continuous improvement in the fuel economy of the fleet of vehicles that drive on the nation's roads. [read post]
18 Jul 2011, 2:56 pm
And on July 14, 2011, Khouli posted a $250,000 secured appearance bond.According to the records of the New York Department of State, Division of Corporations, Khouli’s business was actually known as Windsor Antiques, Inc. [read post]
10 Oct 2007, 5:21 am
Defense attorneys moved to compel arbitration before the National Association of Securities Dealers (NASD) and to stay proceedings on the class action claims for injunctive or declaratory relief, which are not subject to arbitration, see Broughton v. [read post]
22 Oct 2023, 5:03 pm
Phillips, 126 So.3d 186 (Fla. 2013), has addressed this question in the context of a tort claim before the National Association of Securities Dealers. [read post]
4 Nov 2009, 7:59 am
. **** Joan Hinchman - Executive Director, President and CEO, of NSCP (National Society of Compliance Professionals Inc.) [read post]
9 Aug 2007, 12:56 am
2nd Circuit Rebukes Arbitration Panel for Limiting Fee Award
New York Law Journal
The 2nd Circuit has sharply rebuked a National Association of Securities Dealers arbitration panel for trying to restrict an award of attorney fees to a successful age discrimination claimant. [read post]
27 Oct 2009, 1:19 am
Washington Mutual Sues to Get Billions Back From FDIC
The National Law Journal
A summary judgment hearing in a federal court in Delaware was Washington Mutual Inc.'s first chance to try to claw back some of the billions of dollars in assets the holding company argues were wrongfully stripped away when the government seized and sold its banking operations to JPMorgan Chase & Co. [read post]
29 Mar 2024, 4:00 am
National/Federal Trump’s Legal Fees Are Sky High. [read post]
26 Aug 2013, 7:38 am
National Association of Securities Dealers, Inc., 159 F.3d 1209 (9th Cir. 1998), holding that while “Sparta’s complaint sought relief based upon violation of exchange rules[,]” plaintiffs here acknowledge that PICO complied with the act and instead only allege state law violations. [read post]
