Search for: "OXLEY v. STATE"
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29 Jun 2007, 10:04 am
The case, known as Stoneridge Investment Partners v. [read post]
13 Jan 2016, 5:05 pm
John Reed Stark David Fontaine In this day and age, the members of the boards of directors of most companies understand that cybersecurity issues are both important and should be a board-level priority. [read post]
29 Dec 2011, 10:27 am
SEC v. [read post]
5 Apr 2012, 6:26 pm
Compliance with the auditor attestation requirement of Section 404(b) of the Sarbanes-Oxley Act is not required for the period that a company remains an EGC. [read post]
24 Oct 2019, 2:40 pm
The Telegram TRO Dating back to as early as 2014, the SEC began bringing enforcement actions relating to cryptocurrency, and with its October 11, 2019 filing of SEC v. [read post]
3 Oct 2023, 9:01 pm
July 3, 2023, settled) SEC v. [read post]
2 Jan 2018, 5:08 pm
As of December 29, 2017, the Senate has confirmed including 19 Trump administration judicial nominees, including one Associate Justice of the Supreme Court, 12 judges for the United States Courts of Appeals, and six judges for the United States District Courts. [read post]
16 Apr 2020, 4:55 am
BitMEX has stated that a hardware issue caused the outage. [read post]
16 Jun 2016, 2:48 pm
John Reed Stark As I noted in a recent post, on June 8, 2016, the SEC, in what one commentator called “the most significant SEC cybersecurity-related action to date,” announced that Morgan Stanley Smith Barney LLC had agreed to pay a $1 million penalty to settle charges that as a result of its alleged failure to adopt written policies and procedures reasonably designed to protect customer data, some customer information was hacked and offered for sale online. [read post]
25 Jun 2010, 9:22 am
Thus, the Office would be required to provide independent periodic reports to Congress on the state of the financial system. [read post]
23 Aug 2011, 2:00 am
Paragraph (c) of the Rule, however, states that the Rule does not apply to redeemable securities issued by open-end investment companies. [read post]
29 Jan 2018, 11:28 pm
Some 40 or so years later, Chairman Clayton’s regeneration of Judge Sporkin’s gatekeeper liability lays the regulatory foundation for a successful and vast SEC ICO assault, which will leave some ICO lawyers looking over their shoulders, and others perhaps dashing for cover. 1970s: SEC v. [read post]
16 Jun 2020, 2:18 pm
Simply stated, if the Mandiant report was not created in anticipation of litigation, then per Judge Anderson, it is not subject to the work-product doctrine protection. [read post]
11 Apr 2022, 9:01 pm
For example, under Delaware law and the law of other states, directors may have personal liability for an unlawful share repurchase. [read post]
2 Feb 2010, 11:25 am
Today in the United States it is also Memorial Day, a day in which we remember those soldiers who have died in service to our country. [read post]
2 Feb 2010, 11:25 am
Today in the United States it is also Memorial Day, a day in which we remember those soldiers who have died in service to our country. [read post]
3 Jan 2023, 1:47 pm
(Please note that these figures reflect only federal court securities suit filings; state court securities suit filings are not included in the numbers and comparisons.) [read post]
6 Jan 2014, 11:20 pm
Supreme Court’s 1988 decision in Basic, Inc. v. [read post]
