Search for: "Officer Oxley"
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2 Aug 2009, 4:55 am
Following the collapse of Enron, Congress passed the Sarbanes-Oxley legislation creating new accounting standards for publicly traded companies. [read post]
5 Dec 2011, 3:25 am
Auditor Tenure, Financial Officer Turnover and Financial Reporting Trends Audit Analytics just wrapped up this study that provides data that should help to facilitate commentary on the PCAOB's concept release regarding auditor independence and rotation. [read post]
10 Sep 2007, 8:35 am
The amounts shall be paid into a single Fair Fund created pursuant to Section 308(a) of the Sarbanes-Oxley Act of 2002 for potential distribution to harmed investors. [read post]
17 Aug 2011, 7:55 pm
Based upon the findings of an audit of OSHA’s whistleblower program performed by the Government Accountability Office in 2009 and 2010, as well as an OSHA internal review, significant changes were made to the Whistleblower Protection Program including restructuring, training, program policy, and internal systems. [read post]
11 Sep 2007, 4:18 am
This means a lot coming from the man that has been involved with getting critical legislation such as the Whistleblower Protection Act, the Sarbanes-Oxley Act, and the False Claims Act passed. [read post]
28 Aug 2020, 6:15 am
In a previous piece, Kohn explained that “ensuring continued protection for internal whistleblowers can be fully accomplished under the existing regulatory and statutory provisions of the Sarbanes-Oxley Act. [read post]
8 Jan 2012, 7:59 pm
These retaliatory actions, he claimed, constituted a violation of the Sarbanes Oxley Act which made it a crime to intend to retaliate and “take any action harmful to any person” for “providing to a law enforcement officer any truthful information relating to the commission or possible commission of any Federal offense. [read post]
14 Nov 2007, 8:35 am
In a 2004 interview, Aguilar branded the Sarbanes-Oxley Act a "political response … quickly and hastily done to address public confidence issues," according to a report on HispanicBusiness.com. [read post]
22 Jul 2008, 10:36 pm
The Sarbanes-Oxley Act ("SOX") was passed in 2002 after the Enron and WorldCom frauds and other accounting abuses came to light. [read post]
28 Jul 2007, 11:16 am
Many directives from the federal and states' offices of management and budget (OMB) carry almost as much weight as legislation in federal environments, he said. [read post]
30 Nov 2015, 6:15 am
Yates, a commercial fisherman, was charged with violating the anti-shredding provision of the Sarbanes-Oxley Act (SOX). [read post]
6 Apr 2007, 6:43 pm
Evidently only 14.6% of Fortune 500 companies counted a woman among their directors in 2006.That same year women accounted for 17% of law firm partners (presumably equity partners), 16% of law school deans, 14% of chief legal officers at the Fortune 500 companies, and only 7 of the Fortune 500 CEOs. [read post]
8 Jun 2009, 5:00 am
Thereafter, he filed a whistleblower complaint under the Sarbanes-Oxley Act (SOX) with the Occupational Safety and Health Administration (OSHA). [read post]
7 Aug 2023, 9:09 pm
” Specifically, recommending two types of noncompliance that auditors should plan to identify, evaluate and, if necessary, communicate – systemic noncompliance, and noncompliance by senior officers or senior management responsible for a quantitatively material amount of revenue, profit or fixed assets. [read post]
18 Oct 2010, 3:43 am
This new study was mandated notwithstanding the SEC's Office of Economic Analysis publishing a 139-page study on the same topic last October... [read post]
8 Jul 2009, 6:27 am
By requiring auditors to opine on the effectiveness of a client's internal controls over financial reporting, the Sarbanes Oxley Act of 2002 (SOX) creates a new pressure point for management. [read post]
5 Oct 2010, 2:49 pm
The Sec-retary is authorized to publish in the Federal Reg-ister standards or methods for such certification, re-quire specific recordkeeping practices with respect tosuch certifications, and audit the records thereof atany time, this authority shall not be construed todiminish or qualify any other penalty provided bythis section.Attorney Chuck Kuck and I have recently concluded that such measures are inevitable, in our article, “The Case for the Inevitable: National Compliance Auditing… [read post]
15 Jun 2007, 12:23 am
The studies concluded that the regulatory burden of the Sarbanes-Oxley Act of 2002 and overlapping state regulators are factors that are driving business away from New York to places like London, where regulatory restrictions are significantly less burdensome.In New York State, for example, the financial services industry is regulated by the Insurance Department, the Department of State, the Banking Department and the Attorney General’s Office. [read post]
6 Aug 2008, 2:12 pm
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18 Jun 2020, 3:03 am
I can distinctly recall sitting in his office, drafting some new rule, interpretation or regulatory relief, and Marty would say, with a mix of amazement and admiration, “We just made that up! [read post]
