Search for: "Officer Oxley"
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6 Dec 2010, 11:13 am
This law was strengthened as part of the 2002 Sarbanes-Oxley Act (SOX) that seeks to prevent corporate fraud and protect whistleblowers. [read post]
5 Dec 2010, 9:13 pm
In the Sarbanes- Oxley Act of 2002, Congress lowered the SEC’s burden in seeking a director and officer bar from showing “substantial unfitness” to serve to only showing “unfitness” to serve. [read post]
2 Dec 2010, 7:30 am
Joanne Oxley is the Communication Manager for EPA’s Office of Administration and Resources Management. [read post]
23 Nov 2010, 7:56 am
Allison that since he became an executive officer of the Company, maintaining that loan is prohibited under Section 402 of Sarbanes Oxley Act of 2002. [read post]
20 Nov 2010, 5:37 am
As one website notes, obstruction of justice is a “criminal offense that involves interference, through words or actions, with the proper operations of a court or officers of the court. [read post]
10 Nov 2010, 4:15 am
Brooks, former CFO Dawn Schlegel, and other former officers and directors of the company. [read post]
9 Nov 2010, 7:44 am
Independent public accountants and others who obtain information through an engagement required under the securities laws are not eligible for an award if that information relates to a violation by the engagement client or the client’s directors, officers, or other employees. [read post]
9 Nov 2010, 5:00 am
But this expanded liability for officers who signed the forms, not directors. [read post]
7 Nov 2010, 1:41 pm
My Missouri colleague, Peter Klein, of Organizations and Markets fame (and, like Larry, a proud non-voter), has been asked to contribute a book chapter on the Austrian theory of the firm and the law. [read post]
2 Nov 2010, 1:59 am
This might arise, for example, if the whistleblower is also an officer of the company. [read post]
1 Nov 2010, 2:19 pm
The report considered the SEC's authority to recognize "generally accepted" accounting standards under Sarbanes-Oxley Act (SOX) Sections 108 and 109. [read post]
1 Nov 2010, 11:51 am
The “bounty” provision “runs in direct opposition” to internal fraud-detection efforts put in place or beefed up under the Sarbanes-Oxley law that passed after a wave of accounting scandals, says Richard Crist, chief ethics and compliance officer at Allstate Insurance Co. [read post]
1 Nov 2010, 10:53 am
Iqbal, noted in our May 27, 2010 posting, to a Sarbanes-Oxley whistleblower claim. [read post]
1 Nov 2010, 6:53 am
Iqbal, noted in our May 27, 2010 posting, to a Sarbanes-Oxley whistleblower claim. [read post]
1 Nov 2010, 5:00 am
(“DHB”) because the settlement "impermissibly releases and indemnifies DHB’s former Chief Executive Officer and Chief Financial Officer against all liability arising under § 304 of the Sarbanes-Oxley Act". [read post]
27 Oct 2010, 12:13 pm
Accordingly, the acts committed by officers are imputed to the corporation. [read post]
27 Oct 2010, 11:22 am
Duane Morris recently reported that: The UK’s Information Commissioner’s Office (ICO) issued its new Code of Practice on handling personal information online. [read post]
25 Oct 2010, 1:09 pm
Attorney’s offices like the SDNY will handle most of the work in-house. [read post]
22 Oct 2010, 8:24 am
., has joined White & Case as a mergers and acquisitions partner in the firm's Silicon Valley office. [read post]
19 Oct 2010, 1:57 am
More recently, whistleblower provisions in the Sarbanes Oxley Act and the Dodd-Frank Act have also potentially raise Insured vs. [read post]
