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11 Mar 2009, 6:19 pm
There are small law firms and solo practitioners doing quite well in spite of the gloom and doom on both Wall Street and Main Street. [read post]
9 Feb 2015, 11:18 pm
Yesterday the Securities and Exchange Commission announced the adoption of proposed rules to implement Section 955 of the Dodd-Frank Wall Street Reform and Consumer Protection Act which addresses disclosure of company policies related to employee and director hedging transactions. [read post]
9 Feb 2015, 11:18 pm
Yesterday the Securities and Exchange Commission announced the adoption of proposed rules to implement Section 955 of the Dodd-Frank Wall Street Reform and Consumer Protection Act which addresses disclosure of company policies related to employee and director hedging transactions. [read post]
11 May 2011, 3:00 am
Every bank and financial institution is on pins and needles about the federal Dodd-Frank Wall Street Reform and Consumer Protection Act, which gives the government the right to take over a faltering bank -- before it fails. [read post]
15 Aug 2006, 4:35 pm
In Business Week's latest offline Competition edition (August 21/28, 2006) William Lerach, the Wall Street lawyer who has forced hundreds of companies to settle securities-fraud lawsuits for billions of dollars, makes some good points worth analyzing. [read post]
27 May 2009, 10:29 am
Mark Helprin kicked off much of the recent debate with his Wall Street Journal opinion, which in turn was a follow-up to his book, which I panned in my review. [read post]
25 Nov 2020, 3:00 pm
(Zach Gibson, The Wall Street Journal). [read post]
19 Nov 2009, 3:35 pm
 It is one of the few individual stocks I own, running against all my standard corporate finance professor ‘buy index funds!! [read post]
20 Sep 2010, 7:54 am
In this edition of News, Notes & Announcements, the mother of all patent trolls, Acacia Research Corporation, scores two more licensing agreements, one with IBM the other with US Cellular. [read post]
13 Aug 2012, 10:54 am
Instead, they recognize that thoughtful disagreement with one's superiors frequently masks a strong desire to see the company do well, and a strong commitment to the Corporation's goals and values.This article from the Wall Street Journal online gives some valuable thoughts on disagreeing with the boss and how to do it effectively. [read post]
10 Sep 2010, 5:39 am
" The new law, the Dodd-Frank Wall Street Reform and Consumer Protection Act (pdf), went into effect in July. [read post]
30 Jul 2024, 1:28 pm
While images of wall street corruption and big corporate scandals may immediately spring to mind when you hear the term securities fraud, it is actually a broad classification of crimes that can potentially affect thousands of Americans. [read post]
24 Jun 2011, 2:00 am
He points out times when the SEC and DOJ “didn’t always play well together” and discusses possible missed opportunities for prosecution of Wall Street wrongdoers. 3) SECLaw.com: FINRA Targeting Small Firms and Individual Brokers? [read post]
4 Sep 2014, 4:28 am
Meanwhile, The Wall Street Journal looks at how the ACA may affect job-based plans next year.The New York Times: High-Deductible Health Plans Weigh Down More EmployeesJust as employers replaced pensions with retirement savings plans, more large companies appear to be in the midst of a similar cost-sharing shift with health plans. [read post]
8 Jun 2023, 12:12 pm
In one anonymous message to a market veteran seen by The Wall Street Journal, the sender alluded to mass shootings and vowed to come “piss on your casket. [read post]
10 May 2007, 11:01 am
In response to the post about the SEC's early days, I would add that back in 1934 when these policies were officially adopted, most Americans were not shareholders of stock and most Americans were fairly ignorant of Wall Street ways. [read post]
19 Mar 2010, 1:41 pm
A few days ago the juxtaposition of two articles, one in The Wall Street Journal and the other in The Times (UK), struck me as too rich not to point out. [read post]
16 Jun 2009, 8:34 am
Kate Kelly is a gifted young journalist who prepared useful accounts of the federally-orchestrated and partially-financed fire sale of Bear Stearns by JP Morgan published in The Wall Street Journal two months afterwards. [read post]
29 Jul 2009, 7:47 am
The first question is a substantial one. 71 P.S. [read post]
9 Mar 2011, 6:33 am
They've since been dismissed by Renault.The Wall Street Journal yesterday had a front-page piece that was fascinating in its reporting and coverage of the post-allegation developments in this Renault matter. [read post]
