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3 Oct 2023, 9:01 pm
In July and August 2023, the SEC filed 84 actions and the CFTC filed 16, against a combined total of 176 defendants and respondents. [read post]
12 Jul 2011, 9:14 am
Full coverage of WikiLeaks founder Julian Assange’s battle to avoid being sent to Sweden to face rape and sexual assault allegations 4.09pm: That lack of a decision to prosecute is key in undermining the validity of the Assange arrest warrant, Summers says. 4.04pm: Mark Summers, speaking for Assange, says that three weeks after the EU warrant was issued the Swedish prosecutor said “no decision to prosecute has been made in this case”. 3.40pm: The Assange team is raising issue of… [read post]
30 Mar 2022, 11:50 am
Last week, the Securities and Exchange Commission (SEC) revealed its much-anticipated proposal to require that public companies disclose climate-related information. [read post]
2 Aug 2023, 11:37 am
[3] https://www.sec.gov/news/statement/peirce-statement-activision-blizzard-020323. [read post]
24 Jul 2020, 6:10 am
Peirce, U.S. [read post]
2 Dec 2010, 8:00 am
Peirce with the Criminal Division's Gang Unit. [read post]
12 Sep 2021, 4:54 pm
SEC Commissioner Hester Peirce has publicly said, “we are seeing a similar scarlet letter phenomenon in today’s modern, but no less flawed world. [read post]
1 Nov 2022, 8:38 am
Nevertheless, complying with SEC regulations is difficult because, according to Commissioner Hester Peirce, the SEC has “dropped the ball” when it comes to regulating the industry. [read post]
7 Mar 2013, 5:51 pm
Human rights lawyer Gareth Peirce says the process “smacks of medieval exile, just as cruel and just as arbitrary. [read post]
26 Feb 2021, 6:00 am
Peirce, U.S. [read post]
23 Aug 2019, 6:17 am
Peirce, U.S. [read post]
11 Mar 2022, 1:05 pm
” However, SEC commissioner Hester Peirce issued a dissenting statement wondering whether the combined $100 million penalty was disproportionate, noting that “there is no allegation that BlockFi failed to pay its customers the money due them or failed to return the crypto lent to it. [read post]
8 Mar 2019, 5:52 am
Peirce, U.S. [read post]
24 Jan 2021, 2:29 pm
Current SEC Commissioner Hester Peirce, famously said, “we are seeing a similar scarlet letter phenomenon in today’s modern, but no less flawed world” but it is not Hester Prynne’s “A” for adultery in Puritan Massachusetts Bay Colony in 1642, but rather ESG in America in 2020. [read post]
10 Jan 2023, 12:08 pm
I thus share SEC Commissioner's Hester Peirce and Mark Uyeda's concern that the McDonalds matter "creates a slippery slope that may expand Item 402’s disclosure requirements into unintended areas – a form of regulatory expansion through enforcement. [read post]
28 Sep 2018, 6:15 am
Peirce, U.S. [read post]
6 Oct 2017, 3:59 am
Peirce Moser, an Assistant District Attorney known for his methodical, comprehensive investigations, soon took over the case. [read post]
12 Dec 2017, 2:54 am
Hester Peirce has been in limbo for years! [read post]
22 Apr 2022, 12:30 pm
Peirce stated: “Today’s proposal does more than mandate disclosures that would enhance investor understanding. [read post]
19 Oct 2018, 6:08 am
Peirce, U.S. [read post]
