Search for: "Policy and Risk Management Services"
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19 May 2013, 8:17 pm
And, in extreme circumstances, inadequate risk management can increase the risk of a going concern problem. [read post]
8 Oct 2020, 7:38 am
Each month, our team of lawyers, risk consultants and government relations and public policy strategists will discuss recent news and emerging trends to help you keep track of the evolving and increasingly complex global financial services regulatory environment. [read post]
5 Mar 2017, 12:56 pm
Heading off problems begins with both the management of a business and those providing services to it understanding the call mama and other conflict of interest, loyalty and other responsibilities of the service provider to the businesses Historically, the common law has recognized that common law management and other employees – but not necessarily independent contractors or other non common law employee service providers – owe a… [read post]
1 Nov 2010, 5:00 am
When an investment adviser is designing its policies and procedures you need to identify the risks for their firm so they address those risks. [read post]
24 May 2013, 12:00 pm
Risk Management An internal risk management program, including the establishment of strong policies and procedures, training and insurance can reduce the chances of a data breach and mitigate the damages if a breach occurs. [read post]
29 Jun 2013, 12:42 pm
Wheatley pledged that the FCA will work closely with hedge fund managers and other asset managers in a productive, predictable and transparent relationship that supports growth by delivering innovation and valued services to clients. [read post]
4 Jul 2013, 11:18 am
Wheatley pledged that the FCA will work closely with hedge fund managers and other asset managers in a productive, predictable and transparent relationship that supports growth by delivering innovation and valued services to clients. [read post]
22 Oct 2021, 7:35 am
H.1079 seeks to level the playing field by putting the burden of proof on the party best-equipped to manage it: an insurance company, which, by definition, is in the business of predicting and managing risk. [read post]
29 Jun 2017, 9:56 am
The report identifies several key areas of focus for regulators, including management of operational and cyber risks and consistent monitoring of possible macro-financial risks. [read post]
17 Mar 2020, 12:36 pm
FedRAMP as a whole is improving but is far outstripped by the pace of evolving commercial cloud services market, lags federal cloud adoption, and is ultimately bound to a risk management framework that has been adapted to cloud rather than created for it. [read post]
5 Jul 2018, 2:55 am
MedPAC discusses ways Medicare could revise coverage policies to reduce the use of “low-value care,” which MedPAC defines as the provision of a service with little or no clinical benefit or for which the risk of harm outweighs its potential benefit. [read post]
19 Nov 2020, 8:50 pm
On 18 November 2020, there was published on legislation.gov.uk The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020. [read post]
11 Jan 2018, 4:18 pm
Companies believe they are saving on insurance spend and risk and insurance managers are able to respond positively when asked by their boards and senior management: ‘do we have cyber insurance? [read post]
27 May 2022, 3:41 pm
”E.O. 14030, Climate-Related Financial Risk (May 20, 2021) Based on the policy that the Federal Government manage climate-related financial risk in its own procurements and drive the adoption of key measurement, assessment, disclosure, and mitigation processes in the private sector, Section 5(b)(i) of this E.O. directs the FAR Council, in consultation with the Chair of the CEQ and heads of other agencies, to consider amending the FAR to “require… [read post]
10 May 2017, 3:14 pm
In conducting this analysis and risk assessment, it will be important that Covered Entities include, but also look beyond the four corners of their Privacy Policies to ensure that their review and risk assessment identifies and assesses and addresses compliance risks on an entity wide basis [read post]
16 Mar 2014, 6:07 pm
When conducting these efforts, Covered Entities and business associates not only carefully watch for and react promptly to new OCR guidance and enforcement actions, but also document their commitment and ongoing compliance and risk management activities to help support their ability to show their organization maintains the necessary “culture of compliance” commitment needed to mitigate risks in the event of a breach or other HIPAA violation and take… [read post]
24 Sep 2024, 1:39 pm
It shows the agency’s current thinking on managing risk from AI use and explains how HHS allocates various AI use cases into risk categories and recommends steps that can be taken to mitigate potential harm from their use. [read post]
24 Jun 2012, 6:55 am
Boards should not put themselves and their managers at risk by pressing their managers for legal advice. [read post]
24 May 2019, 10:46 pm
Stamer’s legal, management, governmental affairs work and speaking and publications have focused on helping health industry, health benefit and other organizations and their management use the law, performance and risk management tools and process to manage people, performance, quality, compliance, operations and risk. [read post]
28 Jun 2016, 11:22 am
The proposed rule would require an adviser’s plan to be based upon the particular risks associated with the adviser’s operations and include policies and procedures addressing the following specified components: maintenance of systems and protection of data; pre-arranged alternative physical locations; communication plans; review of third-party service providers; and plan of transition in the event the adviser is winding down or is unable to continue… [read post]
