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4 Oct 2018, 10:15 am
In remarks before Practising Law Institute’s white-collar crime conference, SEC Enforcement Co-Director Steven Peikin discussed the need for more than quantitative metrics when considering the effectiveness of the agency’s enforcement activities and for a careful balance of monetary and non-monetary sanctions to achieve the SEC goals. [read post]
5 Dec 2017, 8:41 am
Division Director Bill Hinman said at Practising Law Institute’s securities regulation conference that when Chairman Jay Clayton first asked him if the existing guidance needed to be refreshed, he did not think so. [read post]
7 Nov 2019, 7:08 am
In remarks at Practising Law Institute’s conference on securities regulation, she said that the process will involve some oral responses from the staff, as well as a new chart tracking the staff’s no-action positions that will be posted on the Commission’s website.Parratt said that the chart will indicate the company’s name and whether the staff granted, denied or chose not to comment on its no-action request. [read post]
23 Feb 2016, 7:24 am
By Jacquelyn LumbIn remarks at the Practising Law Institute’s SEC Speaks conference, Investor Advocate Rick Fleming warned about a downward drift in the exchanges’ listing standards since they became for-profit businesses. [read post]
19 Feb 2008, 10:31 pm
(b) There should be compulsory apprenticeship, Bar examination and screening on acceptable parameters before a law graduate, Indian or foreign, can be licensed to practise in Indian courts. [read post]
11 Mar 2019, 9:30 pm
I took the view early in law school that legal materials, institutions and actors were fragments from which an historical explanation of the law could be created. [read post]
15 Dec 2020, 8:09 am
There has been an increase in excessive trading cases, according to Christopher Kelly, Finra’s deputy head of enforcement, at a Practising Law Institute conference on broker-dealer regulation, according to the article. [read post]
23 Nov 2011, 10:45 am
This includes harm to women, to children, to society and to the institution of monogamous marriage,” said Bauman.In a landmark reference case to decide if the polygamy law should be struck down, Bauman ruled that the Criminal Code’s s. 293 prohibition on multiple marriages is consistent with the Canadian Charter of Rights and Freedoms and should remain. [read post]
23 Nov 2011, 10:45 am
This includes harm to women, to children, to society and to the institution of monogamous marriage,” said Bauman.In a landmark reference case to decide if the polygamy law should be struck down, Bauman ruled that the Criminal Code’s s. 293 prohibition on multiple marriages is consistent with the Canadian Charter of Rights and Freedoms and should remain. [read post]
24 Aug 2012, 10:39 am
Most recently, he served as a panelist for Practising Law Institute's 2012 Corporate Compliance and Ethics Institute. [read post]
2 Jun 2008, 9:36 am
As I say in my book, collaboration is essential -- not just between law schools, but between law schools and the legal profession, and between law schools and other professions. [read post]
9 Dec 2010, 3:40 pm
Practising Law Institute Annual Institute on Employment Law. 833 PLI/Lit 575 (2010). [read post]
14 Jan 2017, 7:07 am
The financial reporting guidance discussed in this post is drawn from staff remarks delivered at Practising Law Institute’s 48th Annual Institute on Securities Regulation held on November 2-4, the Fall Meeting of the ABA Committee on Federal Regulation of Securities held on November 18-19, and the AICPA National Conference on Current SEC & PCAOB Developments held on December 5-7, 2016. [read post]
5 Jul 2019, 7:44 am
At a recent program hosted by the Practising Law Institute, a panel of attorneys examined the rise in interest in environmental, social, and governance (ESG) factors at public companies. [read post]
4 Feb 2022, 6:30 am
The symposium will also be of interest to those practising law, particularly arbitrators. [read post]
4 Jun 2020, 5:00 pm
The Practising Law Institute recently hosted a virtual conference on enforcement priorities in 2020. [read post]
12 Aug 2009, 9:41 am
Practising Law Institute 2008 $8.00 Environmental Law Forum- Ninth Annual Pennsylvania Bar Institute no. 2004-3624 9th ed. $10.00 ERISA: a Comprehensive Guide Schneider, Paul J. [read post]
17 Jul 2013, 7:39 am
”As well as looking at how different regulatory models could improve access to justice, this work will look at the risks posed by different types of practice; the roles played by law firm compliance officers; entity regulation, and whether the society is actually protecting the public.It has been sparked by “rapid changes in the manner by which lawyers provide legal services, including the use of technology, the emergence of alternate business structures and virtual law… [read post]
22 Jul 2013, 9:53 am
They will probably refocus to be acting for larger institutional clients working on bigger deals. [read post]
21 Oct 2011, 5:28 am
I must enter the caveat that I have no expertise in contract law except what I remember from the first year in law school, and much of the analysis to follow may depend on a good understanding of contract law. [read post]
