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6 Aug 2012, 6:49 am
This rating is based upon the credit quality of: (i) Goldman Sachs Group, Inc. [read post]
6 Aug 2012, 6:49 am
This rating is based upon the credit quality of: (i) Goldman Sachs Group, Inc. [read post]
6 Aug 2012, 6:49 am
This rating is based upon the credit quality of: (i) Goldman Sachs Group, Inc. [read post]
30 Jul 2012, 11:14 am
The receiver is claiming in the suit that NRP Financial Inc. [read post]
28 Jul 2012, 9:55 am
Kapur was ThinkStrategy Capital Management LLC’s sole managing principal. [read post]
23 Jul 2012, 8:37 am
The Ninth Circuit therefore remanded to the bankruptcy court with an order that the insurers be given a full opportunity to present their objections to the plan, while at the same time undercutting what was perhaps their principal source of objection. [read post]
20 Jul 2012, 11:38 am
Greenberg Traurig and Capitol Hill Consulting Group filed lobbying termination reports with Congress earlier this month. [read post]
12 Jul 2012, 4:18 pm
Bruteyn EU market regulator is suspicious of rating agencies, RT, July 2, 2012 More Blog Posts: CFTC Accuses Peregrine Financial Group of Securities Fraud Related to $200M Customer Funds Shortfall, Institutional Investor Securities Blog, July 10, 2012 Will the JOBS ACT Will Expand Private Offerings But Hurt Public Markets? [read post]
28 Jun 2012, 8:04 am
This stands in sharp contrast to the Gucci America, Inc. v. [read post]
26 Jun 2012, 3:08 pm
Kaplan has approved a $40 million class action settlement in the residential mortgage-backed securities lawsuit against three individuals who used to be affiliated with Lehman Brothers Holdings Inc. [read post]
18 Jun 2012, 6:53 am
The agents also misled investors into believing that only 1% of their principal would be at risk. [read post]
15 Jun 2012, 2:26 pm
Gupta, former corporate chairman of an international consulting firm and a member of the Boards of Directors of The Goldman Sachs Group Inc. [read post]
15 Jun 2012, 2:26 pm
Gupta, former corporate chairman of an international consulting firm and a member of the Boards of Directors of The Goldman Sachs Group Inc. [read post]
14 Jun 2012, 6:00 am
ResCap and Ally Will Not Challenge Repurchase Claims In Part 1 of this series, we discussed the circumstances leading to the bankruptcy filing of Residential Capital (ResCap) , a residential mortgage loan originator and a subsidiary of Ally Financial Inc. [read post]
31 May 2012, 6:53 am
Stapled Financing In his 2005 Toys “R” Us, Inc. decision, then VC Strine was critical of the decision to allow one of the target board’s financial advisers to offer financing to the winning bidder after the merger agreement was signed. [read post]
3 May 2012, 1:14 pm
According to the indictment, Life Associates offered its housing agency clients access to a group life insurance program through Principal Financial Group (formerly known as Principal Mutual Holding Company), based in Des Moines, Iowa, that provided investment management services to the housing authorities. [read post]
3 May 2012, 1:14 pm
According to the indictment, Life Associates offered its housing agency clients access to a group life insurance program through Principal Financial Group (formerly known as Principal Mutual Holding Company), based in Des Moines, Iowa, that provided investment management services to the housing authorities. [read post]
1 May 2012, 1:17 pm
" The new Executive Order calls for, among other things, an interagency working group, chaired by OMB's OIRA, to provide a forum to foster greater cooperation and coordination of U.S. [read post]
26 Apr 2012, 8:25 pm
FINRA recently announced that Joel Blumenschein, president of Freedom Investors Corp. and a board member of the Financial Industry Regulatory Authority Inc., has been suspended as a principal of his firm for three months and fined $30,000 in a failure-to-supervise case. [read post]
25 Apr 2012, 10:40 am
” In 2010, FINRA fined Carroll $25,000, as well as suspended his privilege to act as a principal for three months. [read post]
