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5 Oct 2022, 6:57 am by Bonnie Shucha
She offers advice on: Requesting Annual Reports Finding Registered Agents and Officers Examining UCC Filings Researching Public Companies Finding Information for Specialized Industries Locating Industry Data This guide is part of the Legal Research 101 series, a partnership between the State Bar and the Law Librarians Association of Wisconsin. [read post]
Seyfarth Synopsis: Taking it down to the wire, Governor Newsom approved the vast majority of labor and employment bills that ran the legislative gauntlet, including bills that will expand pay data reporting and pay scale disclosure requirements, extend COVID-19 Supplemental Paid Sick Leave, create mandatory wages and working conditions for fast food workers, and more. [read post]
30 Sep 2022, 11:57 am by Holly Brezee
Dispensary Agents/Employees: Agent Registrations and Fee Changes The Commission changed agent registration regulations and associated fees by: Cutting grower, processor, and dispensary agent fees in half (from $200 to $100); Allowing a registered agent to work at any licensed premises owned or controlled by the same entity; Allowing agents who separate from a business to have registrations reactivated without additional fingerprinting,… [read post]
29 Sep 2022, 12:45 pm by The White Law Group
  According to his FINRA Broker Report, Crabtree has been registered with Merrill Lynch in Annapolis, Maryland as an investment advisor and broker for more than thirty years. [read post]
29 Sep 2022, 8:01 am by Bruce Zagaris
Concessions to Formation Agents and the Business Community The final rule has made concessions to the business community and formation agents. [read post]
29 Sep 2022, 8:01 am by Bruce Zagaris
Concessions to Formation Agents and the Business Community The final rule has made concessions to the business community and formation agents. [read post]
28 Sep 2022, 10:00 am by Matthew Chun
While the goals of the Federal Register Notice are certainly noble, its disruptive practical effects leave much to be desired. [read post]
26 Sep 2022, 1:29 pm by Eugene Volokh
The reference to criminal history was related to law enforcement or court documents obtained by [Gjovik] showing that [Gjovik]'s spouse had a prior criminal conviction and was ordered to register as a sex offender. [read post]
  The agent also concluded that no licensees or users were operating from the tower. [read post]
23 Sep 2022, 4:00 am by Jim Sedor
” Trump Adviser’s Trial May Shed Light on Foreign Influence Campaigns MSN – Rebecca Davis O’Brien (New York Times) | Published: 9/19/2022 The trial of Thomas Barrack, an informal adviser to former President Trump accused of acting as an unregistered agent of the United Arab Emirates, could shed light on how foreign governments jockeyed for access to the Trump administration, efforts that may have created lucrative opportunities for businesspeople close to… [read post]
22 Sep 2022, 3:25 am by Cynthia Marcotte Stamer
Solutions Law Press, Inc. invites you receive future updates by registering on our Solutions Law Press, Inc. [read post]
21 Sep 2022, 4:34 pm by Sabrina I. Pacifici
ICIJ – “After ICIJ’s FinCEN Files investigation, transparency advocates cheered a new law mandating a beneficial ownership register in the U.S. [read post]
21 Sep 2022, 12:15 am
   Thus, an issuer filing a registration statement with the SEC will have a publicly disclosed the street address of its principal executive office if it is either a California corporation or a foreign corporation that has registered to transact intrastate business in California. [read post]
19 Sep 2022, 8:59 am by Peter D. Hardy
”Increased funding to “to hire and retain the skilled agents, analysts, prosecutors, and other attorneys essential to addressing existing and emerging threats relating to digital assets. [read post]
16 Sep 2022, 10:18 am by The White Law Group
        The brokerage firms can be held responsible for any losses in a FINRA arbitration claim if it is determined that they failed to properly supervise their agent. [read post]
16 Sep 2022, 4:00 am by Jim Sedor
National/Federal A Record Number of Black Candidates for Higher Offices Aim to Reshape U.S. [read post]
14 Sep 2022, 7:31 am by The White Law Group
         The brokerage firms can be held responsible for any losses in a FINRA arbitration claim if it is determined that they failed to properly supervise their agent. [read post]
12 Sep 2022, 5:50 am by Michael Geist
The regulations in Section 4.2 referenced by Scott says the CRTC should consider three factors in applying Broadcasting Act regulations: whether the program that is uploaded to a social media service directly or indirectly generates revenue if the program has been broadcast by a broadcast undertaking that is either licensed or registered with the CRTC if the program has been assigned a unique identifier under an international standards system As many have noted, these standards are very… [read post]
9 Sep 2022, 12:36 pm by The White Law Group
  The brokerage firms can be held responsible for any losses in a FINRA arbitration claim if it is determined that they failed to properly supervise their agent. [read post]