Search for: "Registration Private (3)"
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28 Sep 2017, 5:00 am
DOS began taking online registration for the FY2019 Diversity Visa Program on 10/3/17. [read post]
10 Feb 2015, 7:58 am
Third, this post will emphasize the need to create an exemption, along with M&A Brokers, that will encompass other important unregistered actors: Private Placement Brokers. [read post]
13 Feb 2009, 2:52 pm
Hedge funds are traditionally small groups of private investors with significant net worth. [read post]
3 Feb 2012, 1:54 am
Registration is free; just send an email to seminariodiprucm@gmail.com before March, the 15. [read post]
25 Feb 2013, 1:43 pm
In fact, many private equity funds have compensation arrangements that the Staff believes requires broker dealer registration. [read post]
25 Mar 2020, 12:35 pm
In order to take action, the director must determine that the COVID-19 National Emergency: (1) materially affects the functioning of the Patent and Trademark Office; (2) prejudices the rights of applicants, registrants, patent owners, or others appearing before the Office; or (3) prevents applicants, registrants, patent owners, or others appearing before the Office from filing a document or fee with the Office. [read post]
18 Mar 2018, 4:49 am
This free event (registration here) is organized by Global Bioethics Initiative in collaboration with the Permanent Mission of Romania to the United Nations. [read post]
14 Jan 2014, 6:43 am
Neither of them had experience investing in private placements before. [read post]
2 May 2013, 7:00 am
The David Blass speech on private funds and broker-dealer registration highlights the issue. [read post]
15 Jul 2012, 11:46 pm
3. [read post]
13 Mar 2014, 12:57 pm
private student loan securitizations. [read post]
1 Dec 2010, 5:00 am
As a private equity fund or real estate fund purchased assets and sold assets, the manager could be ping-ponged in and out of SEC registration. [read post]
7 Mar 2015, 7:15 pm
International Will Information Registration. [read post]
22 Feb 2013, 5:00 am
Such arrangements present a material conflict of interest that must be fully and clearly disclosed to clients. 3. [read post]
22 Sep 2013, 3:46 pm
Rule 506 is the exemption from registration requirements used in many private offerings, including most startup financings. [read post]
11 Jul 2017, 8:14 am
Investment advisers may withdraw from registration by electronically filing with the IARD a Form ADV-W, Notice of Withdrawal from Registration as Investment Adviser.Other IA topics. [read post]
29 Dec 2014, 7:05 am
Koogler During 2014, Congress has gained momentum toward creating an exemption from federal broker-dealer registration for “M&A brokers” who facilitate mergers, acquisitions, sales and similar transactions involving privately held companies. [read post]
19 Feb 2010, 5:50 pm
Well today, I went down to the local sheriff's office for the annual registration, and while I was there, the deputy who was in charge of collecting all the information from me, asked me for my online e-mail addresses, user names and passwords, as well as the name of my mother, father and a close relative. [read post]
13 Mar 2014, 5:00 am
Valuation will be a big area for most real estate funds and private equity funds. [read post]
26 Sep 2012, 2:10 pm
As such, emerging growth companies and foreign private issuers must begin filing draft registration statements, amendments and related correspondence through the EDGAR system on October 15, 2012. [read post]
