Search for: "Registration Private (4)"
Results 641 - 660
of 2,434
Sorted by Relevance
|
Sort by Date
23 Nov 2015, 9:49 am
Registrants and their funds are advised to review their business practices regularly to determine whether the practices are consistent with compliance obligations under Rule 206(4)-7 under the Investment Advisers Act of 1940 and Rule 38a-1 under the Investment Company Act of 1940. [read post]
3 Jan 2019, 9:01 pm
Bernie Sanders’s 2016 presidential campaign have circulated in recently in emails, online comments, and private discussions among former supporters. [read post]
15 Oct 2012, 10:15 am
These changes include: CFTC Regulation 4.13(a)(4) Exemption Rescinded: Managers to funds offered only to “qualified eligible persons” have previously relied on this exemption from CPO registration. [read post]
5 Nov 2021, 7:56 am
Schwartz, Counsel Login details will be sent to registrants before the event. [read post]
5 Nov 2021, 7:56 am
Schwartz, Counsel Login details will be sent to registrants before the event. [read post]
4 Aug 2010, 7:35 am
Cultural trends and fashion 4. [read post]
5 Nov 2021, 7:56 am
Schwartz, Counsel Login details will be sent to registrants before the event. [read post]
11 Jan 2012, 4:05 pm
Bill Henderson, Indiana/Maurer Law School- Kathleen Pearson, Director of Professional Recruiting, Waller Lansden- Maryann Wou, Manager of Legal Recruitment, Weil Gotshal & Manges LLP- Edwin Reeser, private practice, California (former managing partner, LA office, AmLaw 40 firm)- Lucinda A. [read post]
17 Mar 2010, 8:00 am
Laguna Beach- In Laguna Beach a homeless man was arrested on suspension of conducting a lewd act in front of a 4 year old girl. [read post]
22 Feb 2011, 6:44 pm
CFTC Proposals Just recently the CFTC proposed to rescind the current 4.13(a)(3) and 4.13(a)(4) exemptions from CPO registration. [read post]
2 Jul 2012, 4:53 am
Required rulemaking on the end of the ban on general solicitation and advertising in certain Regulation D private offerings will not be done by July 4 as required but will be out “in the very near future. [read post]
10 Dec 2014, 6:24 am
It starts falling apart for private equity funds and real estate funds. [read post]
6 Nov 2017, 6:50 am
B2C + B2B) liabilities of electronic data processors (“EDPs”) vary greatly between jurisdictions registration threshold (nil v. same as domestic businesses) registration (simplified registration v. standard registration) returns (complex v simple returns; monthly v. quarterly returns) invoicing requirements (required or not) bookkeeping requirements data collection requirement (is the customer a business or not; where is the consumer… [read post]
8 Jul 2007, 11:02 am
(4) The provisions of this subsection shall not apply with regard to securities that are security futures products. [read post]
19 Jun 2017, 7:50 am
The court was unanimous on the result and some basic principles, though split 4-4 (Justice Neil M. [read post]
11 Jun 2023, 6:09 pm
And in Citizens United, the Court vindicated the First Amendment rights of private corporations to support political candidates without considering how the resulting flood of corporate political propaganda could drown out the speech of less powerful private citizens.[13] The trademark registration cases put this issue in stark relief, because in protecting the rights of the trademark registrant to say scandalous, immoral, disparaging, or political things, the… [read post]
13 Dec 2006, 3:11 am
The LLCs were formed under the laws of Delaware to trade a private investment fund organized under the laws of the Cayman Islands in which redeemable participating shares would be offered and sold to high net worth, financially sophisticated investors under Section 4(2) and Rule 506 of the Securities Act of 1933. [read post]
2 Dec 2011, 11:25 am
Private Equity: Equity securities of a company that are not listed on a public market are referred to as private equity. [read post]
3 Jul 2012, 11:09 am
Registration is open from 9:00 a.m. until 4:00 p.m., though beginning July 9 registration hours will be from 10:00 a.m. to 3:00 p.m. [read post]
3 Nov 2017, 10:51 am
Equifax Inc.; No. 4:17-cv-02644 (D.S.C. [read post]
