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17 Dec 2017, 3:28 pm by Wolfgang Demino
Why is the financial sector going so mad over Madden when only Midland Funding and Midland Credit Management are afflicted and in need of Congressional intervention? [read post]
16 Dec 2017, 8:50 am
(pix credit; here)The Statement on Visit to the USA, by Professor Philip Alston, United Nations Special Rapporteur on extreme poverty and human rights has just been posted to the UN's website. [read post]
14 Dec 2017, 4:16 pm by Cynthia Marcotte Stamer
Well-known for her extensive work with health, insurance, financial services, technology, energy, manufacturing, retail, hospitality, governmental and other highly regulated employers, her nearly 30 years’ of experience encompasses domestic and international businesses of all types and sizes. [read post]
13 Dec 2017, 10:06 am by Cynthia Marcotte Stamer
Well-known for her extensive work with health, insurance, financial services, technology, energy, manufacturing, retail, hospitality, governmental and other highly regulated employers, her nearly 30 years’ of experience encompasses domestic and international businesses of all types and sizes. [read post]
12 Dec 2017, 11:48 pm by Cynthia Marcotte Stamer
Well-known for her extensive work with health, insurance, financial services, technology, energy, manufacturing, retail, hospitality, governmental and other highly regulated employers, her nearly 30 years’ of experience encompasses domestic and international businesses of all types and sizes. [read post]
12 Dec 2017, 11:44 pm by Cynthia Marcotte Stamer
Well-known for her extensive work with health, insurance, financial services, technology, energy, manufacturing, retail, hospitality, governmental and other highly regulated employers, her nearly 30 years’ of experience encompasses domestic and international businesses of all types and sizes. [read post]
10 Dec 2017, 2:47 pm by Kevin LaCroix
  The Procedural History of the China Agritech Case China Agritech has been sued in a series of class action lawsuits arising out of allegations that the company’s financial statements different materially from the financial statements the company filed with regulators in China and that the company engaged in undisclosed related-party transactions. [read post]
5 Dec 2017, 4:29 pm by Kevin LaCroix
Lane As I have noted in prior posts, securities class action litigation represents a significant part of the corporate liability landscape in Canada. [read post]
5 Dec 2017, 1:53 pm by Cynthia Marcotte Stamer
These and other publicly disclosed expenditures make clear that corporate officers and directors need to reassess their investment in compliance both to strengthen the effectiveness of their efforts and to plan to deal with the financial, legal, operational and other costs of investigating and defending potential charges. [read post]
24 Nov 2017, 6:01 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, November 24, 2017 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of November 17-22, 2017. [read post]
20 Nov 2017, 11:33 am by Cynthia Marcotte Stamer
Well-known for her extensive work with health, insurance, financial services, technology, energy, manufacturing, retail, hospitality, governmental and other highly regulated employers, her nearly 30 years’ of experience encompasses domestic and international businesses of all types and sizes. [read post]
15 Nov 2017, 7:39 pm by Wolfgang Demino
No. 17-cv-01323 (GMS)PLAINTIFF CONSUMER FINANCIAL PROTECTION BUREAU’SCONSOLIDATED RESPONSE TO MOTIONS TO INTERVENEPlaintiff Consumer Financial Protection Bureau (“Bureau”) hereby responds to the motions to intervene filed by Ambac Assurance Corporation (“Ambac”) (D.I. 4); Transworld Systems Inc. [read post]
15 Nov 2017, 7:39 pm by Wolfgang Demino
No. 17-cv-01323 (GMS)PLAINTIFF CONSUMER FINANCIAL PROTECTION BUREAU’SCONSOLIDATED RESPONSE TO MOTIONS TO INTERVENEPlaintiff Consumer Financial Protection Bureau (“Bureau”) hereby responds to the motions to intervene filed by Ambac Assurance Corporation (“Ambac”) (D.I. 4); Transworld Systems Inc. [read post]
6 Nov 2017, 3:31 am by Peter Mahler
New York permits dentists to form professional corporations [sic] as long as the corporations [sic] are owned, operated, and controlled by licensed dentists. . . . [read post]
1 Nov 2017, 1:40 pm by Cynthia Marcotte Stamer
Well-known for her extensive work with health, insurance, financial services, technology, energy, manufacturing, retail, hospitality, governmental and other highly regulated employers, her nearly 30 years’ of experience encompasses domestic and international businesses of all types and sizes. [read post]
31 Oct 2017, 5:50 am by Colby Pastre
It has one of the highest corporate income tax rates in the OECD (34.4 percent), high property taxes, an annual net wealth tax, a financial transaction tax, and an estate tax. [read post]