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15 Jul 2011, 2:23 pm by Glenn
” said Robert Skitol, an antitrust lawyer at the Drinker Biddle firm. [read post]
5 Jul 2011, 5:00 am by Erica Siepman
  The defendants include Dana Corporation, an auto parts manufacturer, Dana’s chief executive officer, Michael Burns, and Dana’s chief financial officer, Robert Richter. [read post]
27 Jun 2011, 5:12 pm by Kevin LaCroix
  The one wild card is that Chief Justice Roberts may not participate in this case. [read post]
22 Jun 2011, 11:24 am by James Hamilton
Robert Khuzami, Director of the SEC’s Division of Enforcement emphasized that the falsification of fund values misrepresented critical information exactly when investors needed it most, that is, when the subprime mortgage meltdown was impacting the funds.Specifically, the SEC found that the portfolio manager instructed the fund’s accounting department to make arbitrary price adjustments to the fair values of certain portfolio securities. [read post]
22 Jun 2011, 5:16 am by Rob Robinson
http://t.co/DU6iuu7 (Leonard Deutchman) Technology and Tactics 6 Ways to Make Your Next IT Audit a Success - http://tinyurl.com/3rh5shx (B&L Blog) 82% of Conversations Word of Mouth Reputation are Face-to-Face - http://t.co/HsLYGJC (Kevin O'Keefe) An ECM Perspective on ERM: Your Penchant for Over Retaining is Costing You - http://t.co/3wkJ99z (Susan Goodman) An Update on Cloud Service Provider Controls - http://tinyurl.com/3qcmqzm (Thomas Shaw) Authentication Bug Briefly Makes… [read post]
14 Jun 2011, 7:26 pm by Barry Barnett
And then, when your firm's annual report reveals a big drop in net income and the share price plummets as a result, the buyer sues under Rule 10b-5 and section 10(b) of the Securities Exchange Act of 1934. [read post]
8 Jun 2011, 7:05 am by Seyfarth Shaw LLP
  The Petitioner, EPJ, filed a securities fraud class action against Halliburton, alleging that the company deliberately “made various misrepresentations designed to inflate its stock price” in violation of § 10(b) of the Securities Exchange Act of 1934 and Securities and Exchange Commission Rule 10b-5. [read post]
7 Jun 2011, 8:26 am by Thom Lambert
  While each consumer is charged the same amount for the package, the pricing is in some sense discriminatory, for the seller effectively discriminates against A, the low-elasticity X buyer, on A’s purchase of X and against B, the low-elasticity Y buyer, on B’s purchase of Y. [read post]
31 May 2011, 12:00 pm
SEB S.A. (131 S.Ct. 458 (2010)) 8-1; Justices Alito (author), Roberts, Scalia, Thomas, Ginsburg, Breyer, Sotomayor, and Kagan; Kennedy dissented. [read post]