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17 Apr 2023, 4:43 am
2Cir Remands to EDNY Disparate Sentence In Boiler Room Pumping (BrokeAndBroker.com Blog) Financial Professionals Coalition, Ltd. [read post]
17 Apr 2023, 4:43 am
Time to Call False Start Penalty Against SEC Reg ATS Rulemaking (BrokeAndBroker.com Blog) 2Cir Remands to EDNY Disparate Sentence In Boiler Room Pumping (BrokeAndBroker.com Blog) Financial Professionals Coalition, Ltd. [read post]
16 Apr 2023, 7:52 am
Bonus: the plaintiff’s name “Christopher Craft” made me think of: this case this singer and these singers Selected Posts About State Action Claims Government Submissions to a Trusted Flagger Program Aren’t Unconstitutional Jawboning–O’Handley v. [read post]
16 Apr 2023, 4:23 am
"It has its roots in the 'Save Our Children' campaign championed in 1977 by Anita Bryant, the singer known for her orange juice commercials, to repeal a local ordinance in Dade-Miami County that prohibited discrimination based on sexual orientation, a historic setback for the modern gay rights movements. [read post]
13 Apr 2023, 8:30 am
Multiple individuals described humiliating episodes in which they were forced to shout pro-Russian slogans, sing Russian songs, and applaud the singers, with beatings doled out to those who did not applaud loud enough. [read post]
13 Apr 2023, 4:35 am
”’Calypso singers laughed. [read post]
10 Apr 2023, 4:02 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/6984/securities-industry-commentator/ After Thanking Very Helpful Whistleblower, The SEC Then Stabs The Tipster In The Back (BrokeAndBroker.com Blog) FINRA Arbitrators Award Damages Against Morgan Stanley In Case Alleging Customer Lacked Mental Capacity (BrokeAndBroker.com Blog) Pro Se Registered Respondent A No Show At Arbitration… [read post]
10 Apr 2023, 4:02 am
After Thanking Very Helpful Whistleblower, The SEC Then Stabs The Tipster In The Back (BrokeAndBroker.com Blog) FINRA Arbitrators Award Damages Against Morgan Stanley In Case Alleging Customer Lacked Mental Capacity (BrokeAndBroker.com Blog) Pro Se Registered Respondent A No Show At Arbitration Involving Cambridge Capital Group (BrokeAndBroker.com Blog) Financial Professionals Coalition, Ltd. [read post]
10 Apr 2023, 4:02 am
FINRA Arbitrators Award Damages Against Morgan Stanley In Case Alleging Customer Lacked Mental Capacity (BrokeAndBroker.com Blog) Pro Se Registered Respondent A No Show At Arbitration Involving Cambridge Capital Group (BrokeAndBroker.com Blog) DOJ RELEASES Grand Jury Charges San Fernando Valley Man Who Allegedly Embezzled $2.2 Million in Money and Real Estate from Elderly Victim (DOJ Release) Founder And Former Chief Investment Officer Of Infinity Q Sentenced To 15 Years In Prison (DOJ… [read post]
10 Apr 2023, 4:02 am
After Thanking Very Helpful Whistleblower, The SEC Then Stabs The Tipster In The Back (BrokeAndBroker.com Blog) FINRA Arbitrators Award Damages Against Morgan Stanley In Case Alleging Customer Lacked Mental Capacity (BrokeAndBroker.com Blog) Pro Se Registered Respondent A No Show At Arbitration Involving Cambridge Capital Group (BrokeAndBroker.com Blog) DOJ RELEASES Former Investment Banker and Registered Broker Charged with Operating Cryptocurrency Investment Fraud Scheme (DOJ Release) … [read post]
10 Apr 2023, 4:02 am
After Thanking Very Helpful Whistleblower, The SEC Then Stabs The Tipster In The Back (BrokeAndBroker.com Blog) https://www.brokeandbroker.com/6986/sec-markopolos-whistleblower-thank-you/ There is the effective regulation of Wall Street. [read post]
10 Apr 2023, 4:02 am
Pro Se Registered Respondent A No Show At Arbitration Involving Cambridge Capital Group (BrokeAndBroker.com Blog) DOJ RELEASES SEC RELEASES CFTC RELEASES FINRA RELEASES = = =4/10/2023 Pro Se Registered Respondent A No Show At Arbitration Involving Cambridge Capital Group (BrokeAndBroker.com Blog) https://www.brokeandbroker.com/6985/cambridge-capital-milon/ ... [read post]
9 Apr 2023, 6:54 pm
Fortunately, the beloved singer-songwriter has shown herself to be very much alive, despite a 2015 brain aneurysm that initially left her unable to speak, walk, or play music. [read post]
9 Apr 2023, 6:12 am
In 1971, a version of "Morning Has Broken" was recorded by British singer Cat Stevens, helping popularize the tune. [read post]
8 Apr 2023, 5:13 am
During a public lecture, an expert speaker referred to a well-known German singer as an “anti-Semite”. [read post]
7 Apr 2023, 8:41 am
In this episode, we dive into the fascinating story of Kristina Kashtanova, author of “Zarya of the Dawn,” a comic book that she illustrated using AI-generated images. [read post]
5 Apr 2023, 5:24 pm
We do not believe it is necessary for us to find that adverse publicity emanating from Conway Twitty's failure to repay the investors in Twitty Burger would have ruined his career as a country music singer. [read post]
3 Apr 2023, 6:50 am
The Supreme Court is to hear a key free-speech case involving the singer Coles Whalen, whose stalker was sent to prison. [read post]
3 Apr 2023, 4:20 am
In 2023 FINRA Settles With Goldman Sachs Over Mismarked Short Sales Dating Back to 2015 (BrokeAndBroker.com Blog) https://www.brokeandbroker.com/6974/goldman-sachs-finra/ There are times when Wall Street's regulators just don't seem in much of a rush. [read post]
3 Apr 2023, 4:20 am
In 2023 FINRA Settles With Goldman Sachs Over Mismarked Short Sales Dating Back to 2015 (BrokeAndBroker.com Blog) FINRA Arbitration Award Gives Us A Case of Gas From Chipotle Bean Burrito Puts (BrokeAndBroker.com Blog) Steven Schwartz, Plaintiff, v. [read post]
