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13 Jun 2005, 12:42 pm
Purcell has recently faced criticism from shareholders and former company executives for Morgan Stanley's financial and legal troubles. [read post]
7 May 2007, 8:22 am
Related Web Resources: Ex-Morgan Stanley Worker Charged, AP/Biz.Yahoo.com, April 4, 2007 IT Geek Gets Caught with Morgan Stanley "Client Rate List," LinuxElectronics, February 5, 2007 Morgan Stanley [read post]
21 Mar 2007, 10:56 am
Courtesy of The Wall Street Journal Law Blog is a story about the reversal by an appellate court in Florida of a 2005 jury verdict of over $1 billion in damages against Morgan Stanley in connection with its "supporting role"... [read post]
21 Mar 2007, 10:56 am
Courtesy of The Wall Street Journal Law Blog is a story about the reversal by an appellate court in Florida of a 2005 jury verdict of over $1 billion in damages against Morgan Stanley in connection with its "supporting role"... [read post]
18 Aug 2008, 11:12 am
Morgan Stanley and Goldman Sachs are responding to the credit crisis with a system that uses the market's view of their own creditworthiness as a basis for lending decisions, The Financial Times reported. [read post]
16 Jul 2010, 9:05 am
Morgan Stanley forged closer ties to China this week when its chairman gained a seat on the advisory council of China's massive sovereign wealth fund. [read post]
11 Aug 2008, 3:29 pm
Goldman Sachs, Morgan Stanley and four energy-related companies are taking minority stakes in the Dubai Mercantile Exchange, adding clout to the fledgling exchange as it seeks to establish itself as a major player in the global crude oil market. [read post]
8 Feb 2016, 1:48 am
In pertinent part, the DOJ Press Release states"The Justice Department today announced that Morgan Stanley will pay a $2.6 billion penalty to resolve claims related to Morgan Stanley’s marketing, sale and issuance of residential mortgage-backed securities (RMBS). [read post]
21 Sep 2016, 7:07 am
From June 2009 until June 2016 Sak was registered with Morgan Stanley out of the firm’s Deerfield, Illinois office location. [read post]
23 Mar 2012, 12:51 pm
Bloomberg reports that the Arctic Spirit, an LNG vessel owned by Teekay LNG Partners and chartered by Morgan Stanley, is transporting an LNG cargo from the Sabine Pass terminal in Louisiana to the Sodegaura LNG import facility in Tokyo, Japan. [read post]
13 Feb 2014, 1:59 pm
On February 4, Morgan Stanley disclosed in a regulatory filing that it has agreed, in principle, to a settlement for US$1.25 billion with the Federal Housing Finance Agency to resolve claims pending in the United States District Court for the Southern District of New York related to the sale of US$10.58 billion in RMBS between 2005 and 2007. [read post]
29 Aug 2012, 11:11 am
In a FINRA arbitration statement of claim filed in April 2011, Morgan Stanley Smith Barney (“MSSB”) sought $68,239.00 in compensatory damages plus interest, costs, and fees from Respondent Richard Swetish, who had been an employee with the firm. [read post]
12 Jan 2015, 12:44 pm
Forrest of the United States District Court for the Southern District of New York approved a $95 million settlement to end a class action brought by RMBS investors against Morgan Stanley. [read post]
18 Sep 2008, 2:56 pm
Bloomberg TV has just announced Morgan Stanley refused CIC's offer to raise its stake in the bank to 49% from 10%, preferring to remain "independent. [read post]
6 Jul 2017, 12:02 pm
The post SEC Investigates Barclays PLc and Morgan Stanley for Puerto Rico Bond Sales appeared first on White Securities Law. [read post]
7 Aug 2008, 2:41 pm
It remains to be seen whether Morgan Stanley will attempt to negotiate a settlement similar to that entered into today by Citigroup. [read post]
22 Sep 2008, 3:02 am
News release: "Morgan Stanley today announced that its application to become a bank holding company was approved by the U.S.... [read post]
28 Oct 2019, 12:21 pm
In 2016, after 32 years with Morgan Stanley, Steven Yellen became an Ameriprise broker. [read post]
27 Dec 2006, 9:42 pm
Morgan Stanley also gave over $57 million in company bonuses to several other Morgan Stanley executives. [read post]
2 May 2012, 6:14 am
("Citigroup"), Morgan Stanley, UBS Financial Services, Inc. [read post]
