Search for: "Securities Investor Protection Corp."
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24 May 2015, 4:30 am
Tracomex (Canada) Ltd., 2015 BCSC 787 http://t.co/o2uikNuGzV -> blogged: Computer and Internet Law Updates for 2015-05-20 http://t.co/FmWlnEEKM1 -> Computer and Internet Law Updates for 2015-05-20: Sad To See You Go: The Impact Of Canadian Anti-Spam Legislat… http://t.co/mcd8QoQ8HR -> Damage for phone hacking Gulati & Ors v MGN Limited [2015] EWHC 1482 (Ch) (21 May 2015) http://t.co/lKRoWaoIpf -> Sesame packaging protected by copyright and passing off Agros Trading… [read post]
20 May 2015, 3:54 am
As the provision applies only where state or federal regulators have determined that Rule 506 disqualification is not necessary, we do not believe it is likely to impair the intended investor protection benefits of the bad actor disqualification scheme. [read post]
12 May 2015, 3:30 pm
The White Law Group is a national securities arbitration, securities fraud, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
12 May 2015, 3:26 pm
” The investor is also exposed to potential liquidity risk. [read post]
12 May 2015, 2:47 pm
The White Law Group is a national securities arbitration, securities fraud, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
12 May 2015, 2:43 pm
The White Law Group is a national securities arbitration, securities fraud, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
12 May 2015, 2:04 pm
The White Law Group is a national securities arbitration, securities fraud, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
11 May 2015, 2:37 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
4 May 2015, 8:51 am
Trustee Giddens’s petition to the Court was supported by the Securities Investor Protection Corp., a federally chartered corporation that seeks to protect investors when a brokerage firm or investment banker becomes insolvent — as Lehman Brothers did, in the largest bankruptcy case ever filed. [read post]
1 May 2015, 12:36 pm
***************************************** On Thursday, April 30, the New York Court of Appeals heard oral argument in ACE Securities Corp. v. [read post]
26 Mar 2015, 3:40 am
From today’s open meeting, and without having yet reviewed the final rules, it sounds like the SEC has taken an approach that seeks to promote capital formation, while preserving the disclosure requirements (both initial disclosure requirements and periodic reporting requirements for larger offerings) and other investor protection measures that were central to the proposing release. [read post]
6 Mar 2015, 7:05 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
20 Feb 2015, 3:19 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to the representation of investors in FINRA arbitration claims against brokerage firms throughout the United States. [read post]
17 Feb 2015, 4:27 pm
[This story previously appeared in Securities Regulation Daily.]By Amy Leisinger, J.D.An investor has petitioned the U.S. [read post]
12 Feb 2015, 6:51 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
2 Feb 2015, 3:32 pm
The White Law Group, LLC is a national fraud, securities arbitration, investor protection and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
29 Jan 2015, 3:13 pm
Despite this, merely because a firm’s office is a branch and not home office, the same amount of supervision must be performed to protect public investors from fraudulent and other wrongful conduct. [read post]
12 Jan 2015, 3:22 pm
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
7 Jan 2015, 4:37 am
Because the investors who bought their Sony securities on U.S. exchanges hold ADRs and not shares, their rights and remedies are further defined by the Deposit Agreement that regulates the administration of the ADRs. [read post]
6 Jan 2015, 10:09 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
