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27 Aug 2014, 10:04 am by James Hamilton
Senator Mike Crapo (R-ID), Ranking Member on the Banking Committee, urged the SEC to expeditiously update and reform the Commission’s Industry Guide 7, which contains the basic disclosure policy for public mining companies. [read post]
22 Jun 2009, 5:00 am by Alan E. Sherman
Under the new subsection, for apportionment purposes a bank will be allowed to count as part of its gross receipts the gross proceeds from the sale of securities categorized as “Securities Available for Sale” or “Trading Securities” under Financial Accounting Standard (FAS) No. 115 as in effect on January 1, 2009. [read post]
8 Jul 2010, 5:00 am by Chelsey Russell
  In addition to state standards and the requirements of SOX, the stock exchanges each have their own standards for independence. [read post]
25 Nov 2009, 1:27 pm by Page Perry LLC
Despite all of Wall Street’s advertisements touting its trustworthy expertise and advice, a Senate Banking Committee bill that would hold brokers to the fiduciary standard of conduct is receiving a “cool” reception on Wall Street, according to Sara Hansard in her November 15 InvestmentNews article, “Dodd bill would make reps fiduciaries. [read post]
13 May 2024, 10:00 pm by Sherica Celine
Read here » Related Content Bank Mergers Antitrust Review Access this practice note for key information on the statutory framework, federal standards of review, and regulatory processes applicable to the antitrust review of bank mergers and acquisitions. [read post]
21 Jun 2010, 4:34 am
BBB Rating Choose companies that meet the Better Business Bureau's official standards for accreditation. [read post]
23 Jun 2017, 7:35 am by Peter Snowdon and Jack Prettejohn
The European Banking Authority (EBA) has published draft amending Regulatory Technical Standards (RTS) on credit valuation adjustment (CVA) proxy spread. [read post]
25 Feb 2013, 7:57 am by Editorial Board
On February 22, the Fed extended, until April 30, the comment period on a proposed rule to implement the enhanced prudential standards and early remediation requirements under Sections 165 and 166 of the Dodd-Frank Act for foreign banking organizations and foreign nonbank financial companies supervised by the Fed. [read post]
31 Jul 2020, 11:03 am by Daniel Nathan
It also should answer questions like how the Community Reinvestment Act might apply to banks that do not take deposits and how the OCC will impose capital standards on companies that do not bear credit risk. [read post]
26 Nov 2012, 4:35 am by TJ McIntyre
In practice, the Circuit Court has generally followed the decision in Ulster Bank v. [read post]
28 Jul 2020, 3:57 am by Simon Lovegrove (UK)
On 27 July 2020, the European Banking Authority (EBA) issued a public consultation on draft Regulatory Technical Standards (RTS)  specifying the methods to avoid that instruments indirectly subscribed by the resolution entity for the purpose of meeting the minimum requirement for own funds and eligible liabilities (MREL), applicable to entities that are not themselves resolution entities, hamper the smooth implementation of the resolution strategy. [read post]
2 May 2024, 1:22 pm by Guest Author
Lower underwriting standards led to mortgage defaults, which led to RMBS defaults, which required derivatives dealers to pay. [read post]
13 Aug 2021, 5:01 am by Mark Montgomery, Natalie Thompson
In general, standards bodies are driven by consensus, and international standards are voluntary in nature. [read post]
10 Dec 2011, 5:30 am by Daniel Shaviro
Not surprisingly, representatives of banks and hedge fund-type asset managers were, shall we say, restrained in their enthusiasm for the measure. [read post]
4 Aug 2023, 9:21 am by Simon Lovegrove (UK)
To mitigate the risk of those in prominent public positions being subject to corruption, the government implemented international standards to require enhanced scrutiny of PEPs and their family members, which is supported by FCA guidance. [read post]
23 Mar 2018, 4:35 am by Jeremy T. Rosenblum
Presumably, the “standards” under H.B. 4861 regulations could include interest rate standards. [read post]
12 Jul 2017, 12:55 pm by Troy Ungerman
On July 12, 2017, the Bank of Canada raised its overnight lending rate to 0.75 per cent from 0.5 per cent. [read post]
The near-final policy is relevant to PRA-authorised banks, building societies, PRA-designated investment firms, and PRA-approved or PRA-designated financial holding companies or mixed financial holding companies. [read post]
21 Jun 2018, 8:00 am by Jack Prettejohn
The updated manual incorporates the implications of the entry into force of the new accounting standard IFRS 9. [read post]