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26 Oct 2017, 9:40 am by Mary Jane Wilmoth
Attorneys David Colapinto and Stephen Kohn of the Washington, D.C. law firm Kohn, Kohn and Colapinto, LLP (KKC) represent the Amici Curiae in this matter as part of the firm’s pro bono docket. [read post]
22 Sep 2017, 9:02 am by Mary Jane Wilmoth
As fully explained in a September 21st Law360 article written by NWC Executive Director Stephen M. [read post]
22 Sep 2017, 9:02 am by Mary Jane Wilmoth
As fully explained in a September 21st Law360 article written by NWC Executive Director Stephen M. [read post]
11 Sep 2017, 8:35 am by Gabrielle Nagle
” The newly released Handbook is the third edition of the first-ever consumer guide to whistleblowing by the nation’s leading whistleblower attorney, Stephen Kohn. [read post]
11 Sep 2017, 8:35 am by Gabrielle Nagle
” The newly released Handbook is the third edition of the first-ever consumer guide to whistleblowing by the nation’s leading whistleblower attorney, Stephen Kohn. [read post]
14 Aug 2017, 3:49 am
On August 22, 2017, the Financial Industry Regulatory Authority ("FINRA") will conduct its annual meeting, at which time the self-regulatory organization will elect one small firm Governor (up to 150 registered representatives) and one large firm Governor (500 or more registered representatives) for a three-year term. [read post]
7 Aug 2017, 10:32 am by Gabrielle Nagle
NWC Executive Director and whistleblower law expert Stephen Kohn taught participants about whistleblower rights in the U.S., and best practices they could potentially adopt in their home countries—many of which are rampant with government corruption and offer little, if any, protection for whistleblowers. [read post]
1 Aug 2017, 7:04 am by Paul Lyons
Watch NWC Executive Director, Stephen Kohn’s TEDX Talk on the History of Whistleblower Day. [read post]
26 Jul 2017, 1:29 pm by Gabrielle Nagle
Part of the “Quick Peek” Series, exploring the NEW edition of Stephen Kohn‘s Whistleblower’s Handbook. [read post]
24 Jul 2017, 3:47 am
Notwithstanding the dedicated efforts of a grassroots coalition spearheaded by Stephen Kohn, candidate for election as FINRA's 2017 Small Firm Governor, the Financial Industry Regulatory Authority has rejected appeals to reconsider the size of the fine and the length of the suspension imposed upon Respondent Botkin, who is serving a four-month suspension and liable for a $15,000 fine. [read post]
22 Jul 2017, 9:28 am
On August 22, 2017, the Financial Industry Regulatory Authority ("FINRA") will conduct its annual meeting, at which time the self-regulatory organization will elect one small firm Governor (up to 150 registered representatives) and one large firm Governor (500 or more registered representatives) for a three-year term. [read post]
17 Jul 2017, 8:04 am by Ashley Binetti
Part of the “Quick Peek” Series, exploring the NEW edition of Stephen Kohn‘s Whistleblower’s Handbook. [read post]
10 Jul 2017, 3:54 am
Stephen Kohn And Hugh Hewitt Champion Richard Botkin's FINRA Appeal So what happens to the hundreds of thousands of registered men and women when they drive with a broken taillight on Wall Street? [read post]
7 Jul 2017, 5:06 am
A personal message from the BrokeAndBroker.com Blog's publisher Bill Singer, Esq. [read post]
4 Jul 2017, 1:32 am
 In response to the urging of Bill Singer, long-time industry reform advocate Stephen Kohn is fielding calls from folks seeking to persuade FINRA to modify the fine and suspension the regulator imposed upon Respondent Botkin. [read post]