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6 Dec 2007, 8:26 am
Five years after the passage of the Sarbanes-Oxley Act, the Securities and Exchange Commission has increased its civil enforcement efforts, but the agency is collecting less in penalties from companies, and federal prosecutors are bringing fewer criminal cases. [read post]
30 Nov 2007, 7:33 am
U.S. companies will be allowed once again to exclude proxy access proposals from their corporate ballots, the Securities and Exchange Commission has decided. [read post]
19 Nov 2007, 5:45 am
Ct. 1087 (1985) .........................................................4 Allen v. [read post]
19 Nov 2007, 5:45 am
Ct. 1087 (1985) .........................................................4 Allen v. [read post]
12 Nov 2007, 7:42 am
RiskMetrics Group will host a webcast on trends in mergers and acquisitions on Nov. 14. [read post]
9 Nov 2007, 6:45 am
Ted Allen contributed to this article, which appeared in the November 9 edition of Risk and Governance Weekly. [read post]
19 Oct 2007, 8:12 am
Securities and Exchange Commission Chairman Christopher Cox still plans to hold a vote on a competing set of proxy access rules in November, even though the SEC likely won't have a full slate of commissioners. [read post]
12 Oct 2007, 9:22 am
In letters to the Securities and Exchange Commission, individual and institutional investors voiced opposition to any new limits on non-binding shareholder proposals. [read post]
11 Oct 2007, 11:43 am
During a hearing this week, most members of the U.S. [read post]
11 Oct 2007, 9:02 am
., Bill Gates, Michael Dell, Ted Turner, Woody Allen). [read post]
9 Oct 2007, 9:07 am
The U.S. [read post]
8 Oct 2007, 9:18 am
After two years of below-average filings of securities lawsuits, has that trend reversed? [read post]
28 Sep 2007, 8:38 am
Director of Publications Ted Allen contributed to this article. [read post]
27 Sep 2007, 7:42 am
The House Committee on Financial Services plans to hold a hearing on the SEC's proxy access proposals on Sept. 27. [read post]
18 Sep 2007, 1:54 pm
Allen testified that VECO employees performed the work to add a second story to the Stevens residence near Anchorage and the elaborate project took about half a year. [read post]
13 Sep 2007, 1:06 am
Senate Democrats Plan to Block Ted Olson if Nominated as Next Attorney General
The Associated Press
Senate Democrats will block Ted Olson from succeeding Alberto Gonzales as attorney general if President Bush nominates him, Majority Leader Harry Reid said Wednesday. [read post]
10 Sep 2007, 9:04 am
(Ted) Olson, Laurence H. [read post]
28 Aug 2007, 7:58 am
Ted Strickland, was a response to requests from several union pension funds and Ohio companies for a change in the plurality-only standard set forth in the state's corporations law. [read post]
24 Aug 2007, 8:04 am
Ten months after the New York Stock Exchange (NYSE) first proposed the elimination of discretionary broker voting in board elections, investors are still waiting for the Securities and Exchange Commission to address the issue. [read post]
10 Aug 2007, 7:50 am
Former Brocade Communications CEO Gregory Reyes, the first executive to go on trial for backdating stock options, was convicted Aug. 7 on 10 felony counts, including securities fraud, conspiracy, and filing false financial statements. [read post]
