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25 Jan 2021, 3:06 am
Last week, President Biden’s Chief of Staff, Ronald Klain, issued a memo to heads of executive departments & agencies to freeze new & pending rules (and guidance) until the incoming administration’s appointees have a chance to review them. [read post]
29 Dec 2020, 9:06 pm
Physician Shortage first appeared on The Regulatory Review. [read post]
11 Jun 2023, 9:05 pm
And by taking well-considered steps in deciding when and how to use artificial intelligence, antitrust authorities can help ensure that antitrust by algorithm is carried out in a fair and responsible manner.The post AI and the Antitrust Regulator first appeared on The Regulatory Review. [read post]
4 Nov 2022, 9:05 pm
The post Regulating Supervised Consumption Services first appeared on The Regulatory Review. [read post]
24 Jan 2016, 9:30 pm
In cooperation with the Law Review staff, RegBlog is featuring a series of brief essays written by our staff writers and editors that summarize each of the Symposium presentations. [read post]
27 Aug 2020, 9:05 pm
Department of Labor issued a final rule changing the procedures for issuing non-binding guidance documents, which are statements of agency regulatory policy that, prior to a new rule, may be changed at any time without review. [read post]
30 Oct 2007, 8:08 pm
Some of the male inmates are being held in medical institutions or, in the case of one of the Marin County plaintiffs, a prison in another state where he has also been sentenced to death.The state will contest Taylor's preliminary decision at a hearing Wednesday in San Rafael.Taylor said the new procedures cannot be implemented legally until they go through the regulatory process, including public input. [read post]
23 Aug 2012, 3:02 pm
Our readers will recall that, as we discussed in January of 2011, the OSC published a staff notice earlier this year advising of its review of shareholder democracy issues, including director elections, say-on-pay and the effectiveness of the process voting system. [read post]
28 Sep 2009, 12:27 am
Ned Feder, a staff scientist with the Project On Government Oversight, criticized the study of the FDA process for carrying "no sense of urgency. [read post]
24 Oct 2008, 1:26 am
Liz Atkins, Austrac's General Manager Regulatory Policy recently made the following observations about compliance to date: Austrac expects reporting entities to have appointed an AML/CTF Compliance Officer; in the area of employee due diligence, she reminded businesses that staff needed to be re-screened if they were moved to sensitive areas; program reviews needed to be done by someone not involved in the development of… [read post]
9 Apr 2021, 12:02 pm
The article describes a review and consensus reached by the Federation of State Medical Boards, representing the 71 state medical and osteopathic regulatory boards — commonly referred to as state medical boards — in the United States, its territories, and the District of Columbia. [read post]
20 May 2022, 6:21 am
For example, data compiled by IPO Vital Signs, a Wolters Kluwer Legal & Regulatory U.S. database that includes all SEC registered IPOs (including REITs and those non-U.S. [read post]
27 Oct 2011, 12:51 pm
(The then-director of that office resigned from FINRA last year during the SRO's internal review of the matter). [read post]
31 Mar 2016, 7:18 am
For more on these routine regulatory dates, see our Broadcasters Calendar, here. [read post]
12 Sep 2019, 9:05 pm
The rule, which is scheduled to go into effect October 15, also applies to immigrants who are “likely at any time to become a public charge,” as assessed by DHS staff. [read post]
1 May 2014, 11:17 am
Furthermore, LPL failed to train its staff to assess state-mandated suitability standards as part of the company’s review of the suitability of alternative investments. [read post]
6 Jan 2014, 6:30 am
An investigator is also present, and other SEC staff may attend.Witnesses who are subpoenaed to appear and give testimony are entitled to see the formal order, and it should be reviewed carefully. [read post]
3 May 2022, 9:03 pm
In response, the Federal Energy Regulatory Commission (FERC) announced at its February meeting a new interim policy for addressing environmental and public-interest issues that arise from its review and approval of new interstate natural gas pipelines. [read post]
4 Mar 2020, 6:49 am
The FCA will keep its guidance under review as necessary. [read post]
19 Sep 2011, 2:00 am
The press release also indicated that, pending completion of the review, the staff would defer consideration of exemptive requests under the Act relating to exchange-traded funds (“ETFs”) that propose to make extensive use of derivatives in implementing their investment objectives.[3] As part of such review, the SEC states that members of the staff met with industry groups and some fund complexes that use OTC derivatives, and that the staff… [read post]
