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24 Jan 2011, 9:21 am by James Hamilton
Based on its review of the broker-dealer and investment adviser industries pursuant to a study mandated by Dodd-Frank Section 913, the SEC staff recommended the adoption of a uniform federal fiduciary standard for brokers and advisers that would be no less stringent than the standard currently applied to investment advisers under Advisers Act Sections 206(1) and (2). [read post]
16 Jul 2021, 9:03 pm by Katherine Rohde
The post Regulating Drugs at a Discount first appeared on The Regulatory Review. [read post]
17 Feb 2018, 1:55 pm
  The Report explained that it-- was jointly written by staff of the People’s Bank of China (PBOC) and the World Bank Group (WBG) Finance, Competitiveness & Innovation Global Practice. [read post]
24 Sep 2020, 9:05 pm by Joshua Burd
FLASHBACK FRIDAY In an essay in The Regulatory Review, David Spence, a professor at the University of Texas at Austin School of Law, analyzed a trend toward federal control of electricity markets in several U.S. [read post]
27 Jul 2010, 12:46 pm by FDABlog HPM
Mansfield suggested that the agency is considering using advisory panels for down classifications of current IVDs, which would free up staff. [read post]
24 Jul 2020, 1:10 pm by Gritsforbreakfast
Grits mentioned earlier that the Texas Commission on Law Enforcement (TCOLE) is up for Sunset review and suggested that many of the needed changes at the agency would require new appropriations. [read post]
30 Oct 2007, 8:08 pm
Some of the male inmates are being held in medical institutions or, in the case of one of the Marin County plaintiffs, a prison in another state where he has also been sentenced to death.The state will contest Taylor's preliminary decision at a hearing Wednesday in San Rafael.Taylor said the new procedures cannot be implemented legally until they go through the regulatory process, including public input. [read post]
2 May 2007, 6:00 am
"We have the resources clients need with a full team of experts on staff to address records and information management in relation to legal and regulatory issues, and the ability to supplement our clients' resources with professional staffing for contract project support or even full-time support. [read post]
16 Sep 2022, 9:05 pm by Alexandra Walsh
The post Hacking Broadband Access in Tribal Lands first appeared on The Regulatory Review. [read post]
16 Dec 2020, 2:01 pm by Alan S. Kaplinsky
 Chairman Waters and members of her staff are expected to have a strong voice in shaping the Biden Administration’s approach to financial services regulatory policy. [read post]
27 Aug 2020, 9:05 pm by Joshua Burd
Department of Labor issued a final rule changing the procedures for issuing non-binding guidance documents, which are statements of agency regulatory policy that, prior to a new rule, may be changed at any time without review. [read post]
1 Jul 2024, 9:05 pm by Michael Asimow
Administrative lawyers and administrative agencies should focus on designing informal adjudication procedures that wisely balance these conflicting demands.The post ACUS Adopts Recommendations For Best Practices in Informal Adjudication first appeared on The Regulatory Review. [read post]
22 Mar 2021, 9:07 pm by Lucas Siegmund
And the staff could ask SPAC sponsors more detailed and difficult questions when reviewing their disclosures. [read post]
23 Aug 2012, 3:02 pm by Stikeman Elliott LLP
Our readers will recall that, as we discussed in January of 2011, the OSC published a staff notice earlier this year advising of its review of shareholder democracy issues, including director elections, say-on-pay and the effectiveness of the process voting system. [read post]
24 Jan 2016, 9:30 pm by RegBlog
In cooperation with the Law Review staff, RegBlog is featuring a series of brief essays written by our staff writers and editors that summarize each of the Symposium presentations. [read post]