Search for: "U.S. Commodity Futures Trading Commission"
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20 Sep 2013, 12:30 am
Department of Energy secretary testified on climate change.JPMorgan Chase “acknowledge[d] violat[ing] federal security laws,” and agencies fined the company $920 million.The Commodities Futures Trading Commission (CFTC) tentatively approved additional swap execution facilities as part of the implementation of the Dodd-Frank Act.The White House requested the Federal Communications Commission (FCC) to lift the agency’s recent ban on… [read post]
29 Sep 2022, 8:34 am
Individuals can disclose information relevant to potential FCPA violations to either the SEC or the Commodity Futures Trading Commission (CFTC). [read post]
7 Oct 2011, 3:59 pm
On the other side of the coin, such organizations as the Federal Deposit Insurance Corporation and Commodity Futures Trading Commission have advocated for very precise restrictions. [read post]
22 Jun 2022, 9:01 pm
The co-sponsorship by Lummis and Gillibrand is noteworthy not only because the legislators are from different parties, but also because Lummis is a member of the Banking Committee, which oversees the SEC, and Gillibrand is a member of the Senate Agriculture Committee, which oversees the Commodity Futures Trading Commission (CFTC). [read post]
23 Jan 2011, 3:52 pm
Postal Inspection Service and the U.S Commodity Futures Trading Commission, to lead an aggressive and proactive effort to investigate and prosecute financial crimes. [read post]
19 Mar 2021, 6:04 am
” “Regarding the CFTC [Commodity Futures Trading Commission], I support legislation such as your CFTC Fund Management Act which could assist that agency in ensuring the sound operation of their whistleblower program. [read post]
8 Sep 2009, 7:58 am
The Commodity Futures Trading Commission (CFTC) also filed charged against the defendants. [read post]
20 Nov 2013, 8:30 am
Commodities Futures Trading Commission The Commodities Futures Trading Commission (CFTC) was created by congress as an independent agency in 1974 to regulate the United States’ commodity futures and option markets. [read post]
23 Sep 2022, 2:00 pm
Individuals can disclose information relevant to potential FCPA violations to either the SEC or the Commodity Futures Trading Commission (CFTC). [read post]
3 Mar 2022, 2:41 pm
FinCEN and the Commodity Futures Trading Commission found that BitMEX was operating as an unregistered futures commission merchant under the BSA, and that it failed to comply with the BSA’s AML program requirements, including by failing to maintain an adequate customer identification program. [read post]
31 Oct 2011, 12:36 pm
Meantime, the Commodity Futures Trading Commission and the Securities and Exchange Commission says that they were notified by MF Global Holdings Ltd. that there might be some deficiencies with certain customer accounts. [read post]
18 Jan 2012, 9:14 am
photo credit: cmakin CFTC LAW | Forex, Futures and Derivatives Regulatory News - Forex, Futures, and Commodities News and Analysis. [read post]
2 May 2012, 11:29 am
City Trading LLC (PDF) European Commission Calls for Delay in Implementation of U.S. [read post]
18 Aug 2021, 9:08 pm
The bill proposes a joint effort of 12 federal agencies involved in financial regulation, including the Board of Governors of the Federal Reserve System, the Consumer Financial Protection Bureau, the Commodity Futures Trading Commission, the U.S. [read post]
14 Jun 2012, 9:30 pm
The Commodity Futures Trading Commission (CFTC) may delay some derivatives rules for foreign banks according to chairperson Gary Gensler. [read post]
6 Nov 2014, 9:30 pm
Commodities Futures Trading Commission (CFTC) commissioner called on regulators to “lay the groundwork” for virtual currencies. [read post]
31 Jul 2023, 11:34 am
” Among the agencies which recognized National Whistleblower Day this year were two with hugely important whistleblower award programs: the Commodity Futures Trading Commission (CFTC) and Internal Revenue Service (IRS). [read post]
22 May 2012, 10:20 am
Commodity Futures Trading Commission has announced a final rule governing record-keeping and reporting of two types of swap transactions;” (a) pre-enactment – entered into either before the passage of the Dodd-Frank Act, and (b) transitional – entered into between the passage of Dodd-Frank and a future compliance date contingent on upcoming final definitions of “swap,” Swap Dealer (SD),” and “Major Swap… [read post]
27 Nov 2014, 12:00 am
Commodity Futures Trading Commission (“CFTC”) announced he intended to introduce regulations to the Bitcoin marketplace. [read post]
18 Nov 2009, 3:16 am
Surely the plaintiffs in this case of alleged market manipulation might want to characterize the case differently -- perhaps, can the nation's largest dairy cooperative covertly buy 12 million pounds of cheddar over one month to artificially inflate cheese prices or is that a violation of Section 9 of the Commodoties Exchange Act as the Commodity Futures Trading Commission found in December, 2008? [read post]
